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1 ============================
2 LINUX KERNEL MEMORY BARRIERS
3 ============================
4
5By: David Howells <dhowells@redhat.com>
90fddabf 6 Paul E. McKenney <paulmck@linux.vnet.ibm.com>
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7 Will Deacon <will.deacon@arm.com>
8 Peter Zijlstra <peterz@infradead.org>
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10==========
11DISCLAIMER
12==========
13
14This document is not a specification; it is intentionally (for the sake of
15brevity) and unintentionally (due to being human) incomplete. This document is
16meant as a guide to using the various memory barriers provided by Linux, but
17in case of any doubt (and there are many) please ask.
18
19To repeat, this document is not a specification of what Linux expects from
20hardware.
21
22========
23CONTENTS
24========
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25
26 (*) Abstract memory access model.
27
28 - Device operations.
29 - Guarantees.
30
31 (*) What are memory barriers?
32
33 - Varieties of memory barrier.
34 - What may not be assumed about memory barriers?
35 - Data dependency barriers.
36 - Control dependencies.
37 - SMP barrier pairing.
38 - Examples of memory barrier sequences.
670bd95e 39 - Read memory barriers vs load speculation.
241e6663 40 - Transitivity
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41
42 (*) Explicit kernel barriers.
43
44 - Compiler barrier.
81fc6323 45 - CPU memory barriers.
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46 - MMIO write barrier.
47
48 (*) Implicit kernel memory barriers.
49
166bda71 50 - Lock acquisition functions.
108b42b4 51 - Interrupt disabling functions.
50fa610a 52 - Sleep and wake-up functions.
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53 - Miscellaneous functions.
54
166bda71 55 (*) Inter-CPU acquiring barrier effects.
108b42b4 56
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57 - Acquires vs memory accesses.
58 - Acquires vs I/O accesses.
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59
60 (*) Where are memory barriers needed?
61
62 - Interprocessor interaction.
63 - Atomic operations.
64 - Accessing devices.
65 - Interrupts.
66
67 (*) Kernel I/O barrier effects.
68
69 (*) Assumed minimum execution ordering model.
70
71 (*) The effects of the cpu cache.
72
73 - Cache coherency.
74 - Cache coherency vs DMA.
75 - Cache coherency vs MMIO.
76
77 (*) The things CPUs get up to.
78
79 - And then there's the Alpha.
01e1cd6d 80 - Virtual Machine Guests.
108b42b4 81
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82 (*) Example uses.
83
84 - Circular buffers.
85
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86 (*) References.
87
88
89============================
90ABSTRACT MEMORY ACCESS MODEL
91============================
92
93Consider the following abstract model of the system:
94
95 : :
96 : :
97 : :
98 +-------+ : +--------+ : +-------+
99 | | : | | : | |
100 | | : | | : | |
101 | CPU 1 |<----->| Memory |<----->| CPU 2 |
102 | | : | | : | |
103 | | : | | : | |
104 +-------+ : +--------+ : +-------+
105 ^ : ^ : ^
106 | : | : |
107 | : | : |
108 | : v : |
109 | : +--------+ : |
110 | : | | : |
111 | : | | : |
112 +---------->| Device |<----------+
113 : | | :
114 : | | :
115 : +--------+ :
116 : :
117
118Each CPU executes a program that generates memory access operations. In the
119abstract CPU, memory operation ordering is very relaxed, and a CPU may actually
120perform the memory operations in any order it likes, provided program causality
121appears to be maintained. Similarly, the compiler may also arrange the
122instructions it emits in any order it likes, provided it doesn't affect the
123apparent operation of the program.
124
125So in the above diagram, the effects of the memory operations performed by a
126CPU are perceived by the rest of the system as the operations cross the
127interface between the CPU and rest of the system (the dotted lines).
128
129
130For example, consider the following sequence of events:
131
132 CPU 1 CPU 2
133 =============== ===============
134 { A == 1; B == 2 }
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135 A = 3; x = B;
136 B = 4; y = A;
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137
138The set of accesses as seen by the memory system in the middle can be arranged
139in 24 different combinations:
140
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141 STORE A=3, STORE B=4, y=LOAD A->3, x=LOAD B->4
142 STORE A=3, STORE B=4, x=LOAD B->4, y=LOAD A->3
143 STORE A=3, y=LOAD A->3, STORE B=4, x=LOAD B->4
144 STORE A=3, y=LOAD A->3, x=LOAD B->2, STORE B=4
145 STORE A=3, x=LOAD B->2, STORE B=4, y=LOAD A->3
146 STORE A=3, x=LOAD B->2, y=LOAD A->3, STORE B=4
147 STORE B=4, STORE A=3, y=LOAD A->3, x=LOAD B->4
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148 STORE B=4, ...
149 ...
150
151and can thus result in four different combinations of values:
152
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153 x == 2, y == 1
154 x == 2, y == 3
155 x == 4, y == 1
156 x == 4, y == 3
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157
158
159Furthermore, the stores committed by a CPU to the memory system may not be
160perceived by the loads made by another CPU in the same order as the stores were
161committed.
162
163
164As a further example, consider this sequence of events:
165
166 CPU 1 CPU 2
167 =============== ===============
3dbf0913 168 { A == 1, B == 2, C == 3, P == &A, Q == &C }
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169 B = 4; Q = P;
170 P = &B D = *Q;
171
172There is an obvious data dependency here, as the value loaded into D depends on
173the address retrieved from P by CPU 2. At the end of the sequence, any of the
174following results are possible:
175
176 (Q == &A) and (D == 1)
177 (Q == &B) and (D == 2)
178 (Q == &B) and (D == 4)
179
180Note that CPU 2 will never try and load C into D because the CPU will load P
181into Q before issuing the load of *Q.
182
183
184DEVICE OPERATIONS
185-----------------
186
187Some devices present their control interfaces as collections of memory
188locations, but the order in which the control registers are accessed is very
189important. For instance, imagine an ethernet card with a set of internal
190registers that are accessed through an address port register (A) and a data
191port register (D). To read internal register 5, the following code might then
192be used:
193
194 *A = 5;
195 x = *D;
196
197but this might show up as either of the following two sequences:
198
199 STORE *A = 5, x = LOAD *D
200 x = LOAD *D, STORE *A = 5
201
202the second of which will almost certainly result in a malfunction, since it set
203the address _after_ attempting to read the register.
204
205
206GUARANTEES
207----------
208
209There are some minimal guarantees that may be expected of a CPU:
210
211 (*) On any given CPU, dependent memory accesses will be issued in order, with
212 respect to itself. This means that for:
213
f84cfbb0 214 Q = READ_ONCE(P); smp_read_barrier_depends(); D = READ_ONCE(*Q);
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215
216 the CPU will issue the following memory operations:
217
218 Q = LOAD P, D = LOAD *Q
219
2ecf8101 220 and always in that order. On most systems, smp_read_barrier_depends()
9af194ce 221 does nothing, but it is required for DEC Alpha. The READ_ONCE()
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222 is required to prevent compiler mischief. Please note that you
223 should normally use something like rcu_dereference() instead of
224 open-coding smp_read_barrier_depends().
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225
226 (*) Overlapping loads and stores within a particular CPU will appear to be
227 ordered within that CPU. This means that for:
228
9af194ce 229 a = READ_ONCE(*X); WRITE_ONCE(*X, b);
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230
231 the CPU will only issue the following sequence of memory operations:
232
233 a = LOAD *X, STORE *X = b
234
235 And for:
236
9af194ce 237 WRITE_ONCE(*X, c); d = READ_ONCE(*X);
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238
239 the CPU will only issue:
240
241 STORE *X = c, d = LOAD *X
242
fa00e7e1 243 (Loads and stores overlap if they are targeted at overlapping pieces of
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244 memory).
245
246And there are a number of things that _must_ or _must_not_ be assumed:
247
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248 (*) It _must_not_ be assumed that the compiler will do what you want
249 with memory references that are not protected by READ_ONCE() and
250 WRITE_ONCE(). Without them, the compiler is within its rights to
251 do all sorts of "creative" transformations, which are covered in
895f5542 252 the COMPILER BARRIER section.
2ecf8101 253
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254 (*) It _must_not_ be assumed that independent loads and stores will be issued
255 in the order given. This means that for:
256
257 X = *A; Y = *B; *D = Z;
258
259 we may get any of the following sequences:
260
261 X = LOAD *A, Y = LOAD *B, STORE *D = Z
262 X = LOAD *A, STORE *D = Z, Y = LOAD *B
263 Y = LOAD *B, X = LOAD *A, STORE *D = Z
264 Y = LOAD *B, STORE *D = Z, X = LOAD *A
265 STORE *D = Z, X = LOAD *A, Y = LOAD *B
266 STORE *D = Z, Y = LOAD *B, X = LOAD *A
267
268 (*) It _must_ be assumed that overlapping memory accesses may be merged or
269 discarded. This means that for:
270
271 X = *A; Y = *(A + 4);
272
273 we may get any one of the following sequences:
274
275 X = LOAD *A; Y = LOAD *(A + 4);
276 Y = LOAD *(A + 4); X = LOAD *A;
277 {X, Y} = LOAD {*A, *(A + 4) };
278
279 And for:
280
f191eec5 281 *A = X; *(A + 4) = Y;
108b42b4 282
f191eec5 283 we may get any of:
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285 STORE *A = X; STORE *(A + 4) = Y;
286 STORE *(A + 4) = Y; STORE *A = X;
287 STORE {*A, *(A + 4) } = {X, Y};
108b42b4 288
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289And there are anti-guarantees:
290
291 (*) These guarantees do not apply to bitfields, because compilers often
292 generate code to modify these using non-atomic read-modify-write
293 sequences. Do not attempt to use bitfields to synchronize parallel
294 algorithms.
295
296 (*) Even in cases where bitfields are protected by locks, all fields
297 in a given bitfield must be protected by one lock. If two fields
298 in a given bitfield are protected by different locks, the compiler's
299 non-atomic read-modify-write sequences can cause an update to one
300 field to corrupt the value of an adjacent field.
301
302 (*) These guarantees apply only to properly aligned and sized scalar
303 variables. "Properly sized" currently means variables that are
304 the same size as "char", "short", "int" and "long". "Properly
305 aligned" means the natural alignment, thus no constraints for
306 "char", two-byte alignment for "short", four-byte alignment for
307 "int", and either four-byte or eight-byte alignment for "long",
308 on 32-bit and 64-bit systems, respectively. Note that these
309 guarantees were introduced into the C11 standard, so beware when
310 using older pre-C11 compilers (for example, gcc 4.6). The portion
311 of the standard containing this guarantee is Section 3.14, which
312 defines "memory location" as follows:
313
314 memory location
315 either an object of scalar type, or a maximal sequence
316 of adjacent bit-fields all having nonzero width
317
318 NOTE 1: Two threads of execution can update and access
319 separate memory locations without interfering with
320 each other.
321
322 NOTE 2: A bit-field and an adjacent non-bit-field member
323 are in separate memory locations. The same applies
324 to two bit-fields, if one is declared inside a nested
325 structure declaration and the other is not, or if the two
326 are separated by a zero-length bit-field declaration,
327 or if they are separated by a non-bit-field member
328 declaration. It is not safe to concurrently update two
329 bit-fields in the same structure if all members declared
330 between them are also bit-fields, no matter what the
331 sizes of those intervening bit-fields happen to be.
332
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333
334=========================
335WHAT ARE MEMORY BARRIERS?
336=========================
337
338As can be seen above, independent memory operations are effectively performed
339in random order, but this can be a problem for CPU-CPU interaction and for I/O.
340What is required is some way of intervening to instruct the compiler and the
341CPU to restrict the order.
342
343Memory barriers are such interventions. They impose a perceived partial
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344ordering over the memory operations on either side of the barrier.
345
346Such enforcement is important because the CPUs and other devices in a system
81fc6323 347can use a variety of tricks to improve performance, including reordering,
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348deferral and combination of memory operations; speculative loads; speculative
349branch prediction and various types of caching. Memory barriers are used to
350override or suppress these tricks, allowing the code to sanely control the
351interaction of multiple CPUs and/or devices.
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352
353
354VARIETIES OF MEMORY BARRIER
355---------------------------
356
357Memory barriers come in four basic varieties:
358
359 (1) Write (or store) memory barriers.
360
361 A write memory barrier gives a guarantee that all the STORE operations
362 specified before the barrier will appear to happen before all the STORE
363 operations specified after the barrier with respect to the other
364 components of the system.
365
366 A write barrier is a partial ordering on stores only; it is not required
367 to have any effect on loads.
368
6bc39274 369 A CPU can be viewed as committing a sequence of store operations to the
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370 memory system as time progresses. All stores before a write barrier will
371 occur in the sequence _before_ all the stores after the write barrier.
372
373 [!] Note that write barriers should normally be paired with read or data
374 dependency barriers; see the "SMP barrier pairing" subsection.
375
376
377 (2) Data dependency barriers.
378
379 A data dependency barrier is a weaker form of read barrier. In the case
380 where two loads are performed such that the second depends on the result
381 of the first (eg: the first load retrieves the address to which the second
382 load will be directed), a data dependency barrier would be required to
383 make sure that the target of the second load is updated before the address
384 obtained by the first load is accessed.
385
386 A data dependency barrier is a partial ordering on interdependent loads
387 only; it is not required to have any effect on stores, independent loads
388 or overlapping loads.
389
390 As mentioned in (1), the other CPUs in the system can be viewed as
391 committing sequences of stores to the memory system that the CPU being
392 considered can then perceive. A data dependency barrier issued by the CPU
393 under consideration guarantees that for any load preceding it, if that
394 load touches one of a sequence of stores from another CPU, then by the
395 time the barrier completes, the effects of all the stores prior to that
396 touched by the load will be perceptible to any loads issued after the data
397 dependency barrier.
398
399 See the "Examples of memory barrier sequences" subsection for diagrams
400 showing the ordering constraints.
401
402 [!] Note that the first load really has to have a _data_ dependency and
403 not a control dependency. If the address for the second load is dependent
404 on the first load, but the dependency is through a conditional rather than
405 actually loading the address itself, then it's a _control_ dependency and
406 a full read barrier or better is required. See the "Control dependencies"
407 subsection for more information.
408
409 [!] Note that data dependency barriers should normally be paired with
410 write barriers; see the "SMP barrier pairing" subsection.
411
412
413 (3) Read (or load) memory barriers.
414
415 A read barrier is a data dependency barrier plus a guarantee that all the
416 LOAD operations specified before the barrier will appear to happen before
417 all the LOAD operations specified after the barrier with respect to the
418 other components of the system.
419
420 A read barrier is a partial ordering on loads only; it is not required to
421 have any effect on stores.
422
423 Read memory barriers imply data dependency barriers, and so can substitute
424 for them.
425
426 [!] Note that read barriers should normally be paired with write barriers;
427 see the "SMP barrier pairing" subsection.
428
429
430 (4) General memory barriers.
431
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432 A general memory barrier gives a guarantee that all the LOAD and STORE
433 operations specified before the barrier will appear to happen before all
434 the LOAD and STORE operations specified after the barrier with respect to
435 the other components of the system.
436
437 A general memory barrier is a partial ordering over both loads and stores.
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438
439 General memory barriers imply both read and write memory barriers, and so
440 can substitute for either.
441
442
443And a couple of implicit varieties:
444
2e4f5382 445 (5) ACQUIRE operations.
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446
447 This acts as a one-way permeable barrier. It guarantees that all memory
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448 operations after the ACQUIRE operation will appear to happen after the
449 ACQUIRE operation with respect to the other components of the system.
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450 ACQUIRE operations include LOCK operations and both smp_load_acquire()
451 and smp_cond_acquire() operations. The later builds the necessary ACQUIRE
452 semantics from relying on a control dependency and smp_rmb().
108b42b4 453
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454 Memory operations that occur before an ACQUIRE operation may appear to
455 happen after it completes.
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457 An ACQUIRE operation should almost always be paired with a RELEASE
458 operation.
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459
460
2e4f5382 461 (6) RELEASE operations.
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462
463 This also acts as a one-way permeable barrier. It guarantees that all
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464 memory operations before the RELEASE operation will appear to happen
465 before the RELEASE operation with respect to the other components of the
466 system. RELEASE operations include UNLOCK operations and
467 smp_store_release() operations.
108b42b4 468
2e4f5382 469 Memory operations that occur after a RELEASE operation may appear to
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470 happen before it completes.
471
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472 The use of ACQUIRE and RELEASE operations generally precludes the need
473 for other sorts of memory barrier (but note the exceptions mentioned in
474 the subsection "MMIO write barrier"). In addition, a RELEASE+ACQUIRE
475 pair is -not- guaranteed to act as a full memory barrier. However, after
476 an ACQUIRE on a given variable, all memory accesses preceding any prior
477 RELEASE on that same variable are guaranteed to be visible. In other
478 words, within a given variable's critical section, all accesses of all
479 previous critical sections for that variable are guaranteed to have
480 completed.
17eb88e0 481
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482 This means that ACQUIRE acts as a minimal "acquire" operation and
483 RELEASE acts as a minimal "release" operation.
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484
485
486Memory barriers are only required where there's a possibility of interaction
487between two CPUs or between a CPU and a device. If it can be guaranteed that
488there won't be any such interaction in any particular piece of code, then
489memory barriers are unnecessary in that piece of code.
490
491
492Note that these are the _minimum_ guarantees. Different architectures may give
493more substantial guarantees, but they may _not_ be relied upon outside of arch
494specific code.
495
496
497WHAT MAY NOT BE ASSUMED ABOUT MEMORY BARRIERS?
498----------------------------------------------
499
500There are certain things that the Linux kernel memory barriers do not guarantee:
501
502 (*) There is no guarantee that any of the memory accesses specified before a
503 memory barrier will be _complete_ by the completion of a memory barrier
504 instruction; the barrier can be considered to draw a line in that CPU's
505 access queue that accesses of the appropriate type may not cross.
506
507 (*) There is no guarantee that issuing a memory barrier on one CPU will have
508 any direct effect on another CPU or any other hardware in the system. The
509 indirect effect will be the order in which the second CPU sees the effects
510 of the first CPU's accesses occur, but see the next point:
511
6bc39274 512 (*) There is no guarantee that a CPU will see the correct order of effects
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513 from a second CPU's accesses, even _if_ the second CPU uses a memory
514 barrier, unless the first CPU _also_ uses a matching memory barrier (see
515 the subsection on "SMP Barrier Pairing").
516
517 (*) There is no guarantee that some intervening piece of off-the-CPU
518 hardware[*] will not reorder the memory accesses. CPU cache coherency
519 mechanisms should propagate the indirect effects of a memory barrier
520 between CPUs, but might not do so in order.
521
522 [*] For information on bus mastering DMA and coherency please read:
523
4b5ff469 524 Documentation/PCI/pci.txt
395cf969 525 Documentation/DMA-API-HOWTO.txt
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526 Documentation/DMA-API.txt
527
528
529DATA DEPENDENCY BARRIERS
530------------------------
531
532The usage requirements of data dependency barriers are a little subtle, and
533it's not always obvious that they're needed. To illustrate, consider the
534following sequence of events:
535
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536 CPU 1 CPU 2
537 =============== ===============
3dbf0913 538 { A == 1, B == 2, C == 3, P == &A, Q == &C }
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539 B = 4;
540 <write barrier>
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541 WRITE_ONCE(P, &B)
542 Q = READ_ONCE(P);
2ecf8101 543 D = *Q;
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544
545There's a clear data dependency here, and it would seem that by the end of the
546sequence, Q must be either &A or &B, and that:
547
548 (Q == &A) implies (D == 1)
549 (Q == &B) implies (D == 4)
550
81fc6323 551But! CPU 2's perception of P may be updated _before_ its perception of B, thus
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552leading to the following situation:
553
554 (Q == &B) and (D == 2) ????
555
556Whilst this may seem like a failure of coherency or causality maintenance, it
557isn't, and this behaviour can be observed on certain real CPUs (such as the DEC
558Alpha).
559
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560To deal with this, a data dependency barrier or better must be inserted
561between the address load and the data load:
108b42b4 562
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563 CPU 1 CPU 2
564 =============== ===============
3dbf0913 565 { A == 1, B == 2, C == 3, P == &A, Q == &C }
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566 B = 4;
567 <write barrier>
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568 WRITE_ONCE(P, &B);
569 Q = READ_ONCE(P);
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570 <data dependency barrier>
571 D = *Q;
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572
573This enforces the occurrence of one of the two implications, and prevents the
574third possibility from arising.
575
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576A data-dependency barrier must also order against dependent writes:
577
578 CPU 1 CPU 2
579 =============== ===============
580 { A == 1, B == 2, C = 3, P == &A, Q == &C }
581 B = 4;
582 <write barrier>
583 WRITE_ONCE(P, &B);
584 Q = READ_ONCE(P);
585 <data dependency barrier>
586 *Q = 5;
587
588The data-dependency barrier must order the read into Q with the store
589into *Q. This prohibits this outcome:
590
591 (Q == B) && (B == 4)
592
593Please note that this pattern should be rare. After all, the whole point
594of dependency ordering is to -prevent- writes to the data structure, along
595with the expensive cache misses associated with those writes. This pattern
596can be used to record rare error conditions and the like, and the ordering
597prevents such records from being lost.
598
599
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600[!] Note that this extremely counterintuitive situation arises most easily on
601machines with split caches, so that, for example, one cache bank processes
602even-numbered cache lines and the other bank processes odd-numbered cache
603lines. The pointer P might be stored in an odd-numbered cache line, and the
604variable B might be stored in an even-numbered cache line. Then, if the
605even-numbered bank of the reading CPU's cache is extremely busy while the
606odd-numbered bank is idle, one can see the new value of the pointer P (&B),
6bc39274 607but the old value of the variable B (2).
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608
609
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610The data dependency barrier is very important to the RCU system,
611for example. See rcu_assign_pointer() and rcu_dereference() in
612include/linux/rcupdate.h. This permits the current target of an RCU'd
613pointer to be replaced with a new modified target, without the replacement
614target appearing to be incompletely initialised.
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615
616See also the subsection on "Cache Coherency" for a more thorough example.
617
618
619CONTROL DEPENDENCIES
620--------------------
621
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622A load-load control dependency requires a full read memory barrier, not
623simply a data dependency barrier to make it work correctly. Consider the
624following bit of code:
108b42b4 625
9af194ce 626 q = READ_ONCE(a);
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627 if (q) {
628 <data dependency barrier> /* BUG: No data dependency!!! */
9af194ce 629 p = READ_ONCE(b);
45c8a36a 630 }
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631
632This will not have the desired effect because there is no actual data
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633dependency, but rather a control dependency that the CPU may short-circuit
634by attempting to predict the outcome in advance, so that other CPUs see
635the load from b as having happened before the load from a. In such a
636case what's actually required is:
108b42b4 637
9af194ce 638 q = READ_ONCE(a);
18c03c61 639 if (q) {
45c8a36a 640 <read barrier>
9af194ce 641 p = READ_ONCE(b);
45c8a36a 642 }
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643
644However, stores are not speculated. This means that ordering -is- provided
ff382810 645for load-store control dependencies, as in the following example:
18c03c61 646
105ff3cb 647 q = READ_ONCE(a);
18c03c61 648 if (q) {
9af194ce 649 WRITE_ONCE(b, p);
18c03c61
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650 }
651
5af4692a 652Control dependencies pair normally with other types of barriers. That
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653said, please note that READ_ONCE() is not optional! Without the
654READ_ONCE(), the compiler might combine the load from 'a' with other
655loads from 'a', and the store to 'b' with other stores to 'b', with
656possible highly counterintuitive effects on ordering.
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657
658Worse yet, if the compiler is able to prove (say) that the value of
659variable 'a' is always non-zero, it would be well within its rights
660to optimize the original example by eliminating the "if" statement
661as follows:
662
663 q = a;
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664 b = p; /* BUG: Compiler and CPU can both reorder!!! */
665
105ff3cb 666So don't leave out the READ_ONCE().
18c03c61 667
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668It is tempting to try to enforce ordering on identical stores on both
669branches of the "if" statement as follows:
18c03c61 670
105ff3cb 671 q = READ_ONCE(a);
18c03c61 672 if (q) {
9b2b3bf5 673 barrier();
9af194ce 674 WRITE_ONCE(b, p);
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675 do_something();
676 } else {
9b2b3bf5 677 barrier();
9af194ce 678 WRITE_ONCE(b, p);
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679 do_something_else();
680 }
681
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682Unfortunately, current compilers will transform this as follows at high
683optimization levels:
18c03c61 684
105ff3cb 685 q = READ_ONCE(a);
2456d2a6 686 barrier();
9af194ce 687 WRITE_ONCE(b, p); /* BUG: No ordering vs. load from a!!! */
18c03c61 688 if (q) {
9af194ce 689 /* WRITE_ONCE(b, p); -- moved up, BUG!!! */
18c03c61
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690 do_something();
691 } else {
9af194ce 692 /* WRITE_ONCE(b, p); -- moved up, BUG!!! */
18c03c61
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693 do_something_else();
694 }
695
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696Now there is no conditional between the load from 'a' and the store to
697'b', which means that the CPU is within its rights to reorder them:
698The conditional is absolutely required, and must be present in the
699assembly code even after all compiler optimizations have been applied.
700Therefore, if you need ordering in this example, you need explicit
701memory barriers, for example, smp_store_release():
18c03c61 702
9af194ce 703 q = READ_ONCE(a);
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704 if (q) {
705 smp_store_release(&b, p);
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706 do_something();
707 } else {
2456d2a6 708 smp_store_release(&b, p);
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709 do_something_else();
710 }
711
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712In contrast, without explicit memory barriers, two-legged-if control
713ordering is guaranteed only when the stores differ, for example:
714
105ff3cb 715 q = READ_ONCE(a);
2456d2a6 716 if (q) {
9af194ce 717 WRITE_ONCE(b, p);
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718 do_something();
719 } else {
9af194ce 720 WRITE_ONCE(b, r);
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721 do_something_else();
722 }
723
105ff3cb
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724The initial READ_ONCE() is still required to prevent the compiler from
725proving the value of 'a'.
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726
727In addition, you need to be careful what you do with the local variable 'q',
728otherwise the compiler might be able to guess the value and again remove
729the needed conditional. For example:
730
105ff3cb 731 q = READ_ONCE(a);
18c03c61 732 if (q % MAX) {
9af194ce 733 WRITE_ONCE(b, p);
18c03c61
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734 do_something();
735 } else {
9af194ce 736 WRITE_ONCE(b, r);
18c03c61
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737 do_something_else();
738 }
739
740If MAX is defined to be 1, then the compiler knows that (q % MAX) is
741equal to zero, in which case the compiler is within its rights to
742transform the above code into the following:
743
105ff3cb 744 q = READ_ONCE(a);
9af194ce 745 WRITE_ONCE(b, p);
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746 do_something_else();
747
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748Given this transformation, the CPU is not required to respect the ordering
749between the load from variable 'a' and the store to variable 'b'. It is
750tempting to add a barrier(), but this does not help. The conditional
751is gone, and the barrier won't bring it back. Therefore, if you are
752relying on this ordering, you should make sure that MAX is greater than
753one, perhaps as follows:
18c03c61 754
105ff3cb 755 q = READ_ONCE(a);
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756 BUILD_BUG_ON(MAX <= 1); /* Order load from a with store to b. */
757 if (q % MAX) {
9af194ce 758 WRITE_ONCE(b, p);
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759 do_something();
760 } else {
9af194ce 761 WRITE_ONCE(b, r);
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762 do_something_else();
763 }
764
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765Please note once again that the stores to 'b' differ. If they were
766identical, as noted earlier, the compiler could pull this store outside
767of the 'if' statement.
768
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769You must also be careful not to rely too much on boolean short-circuit
770evaluation. Consider this example:
771
105ff3cb 772 q = READ_ONCE(a);
57aecae9 773 if (q || 1 > 0)
9af194ce 774 WRITE_ONCE(b, 1);
8b19d1de 775
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776Because the first condition cannot fault and the second condition is
777always true, the compiler can transform this example as following,
778defeating control dependency:
8b19d1de 779
105ff3cb 780 q = READ_ONCE(a);
9af194ce 781 WRITE_ONCE(b, 1);
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782
783This example underscores the need to ensure that the compiler cannot
9af194ce 784out-guess your code. More generally, although READ_ONCE() does force
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785the compiler to actually emit code for a given load, it does not force
786the compiler to use the results.
787
18c03c61 788Finally, control dependencies do -not- provide transitivity. This is
5646f7ac
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789demonstrated by two related examples, with the initial values of
790x and y both being zero:
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791
792 CPU 0 CPU 1
5af4692a 793 ======================= =======================
105ff3cb 794 r1 = READ_ONCE(x); r2 = READ_ONCE(y);
5646f7ac 795 if (r1 > 0) if (r2 > 0)
9af194ce 796 WRITE_ONCE(y, 1); WRITE_ONCE(x, 1);
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797
798 assert(!(r1 == 1 && r2 == 1));
799
800The above two-CPU example will never trigger the assert(). However,
801if control dependencies guaranteed transitivity (which they do not),
5646f7ac 802then adding the following CPU would guarantee a related assertion:
18c03c61 803
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804 CPU 2
805 =====================
9af194ce 806 WRITE_ONCE(x, 2);
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807
808 assert(!(r1 == 2 && r2 == 1 && x == 2)); /* FAILS!!! */
18c03c61 809
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810But because control dependencies do -not- provide transitivity, the above
811assertion can fail after the combined three-CPU example completes. If you
812need the three-CPU example to provide ordering, you will need smp_mb()
813between the loads and stores in the CPU 0 and CPU 1 code fragments,
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814that is, just before or just after the "if" statements. Furthermore,
815the original two-CPU example is very fragile and should be avoided.
18c03c61 816
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817These two examples are the LB and WWC litmus tests from this paper:
818http://www.cl.cam.ac.uk/users/pes20/ppc-supplemental/test6.pdf and this
819site: https://www.cl.cam.ac.uk/~pes20/ppcmem/index.html.
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820
821In summary:
822
823 (*) Control dependencies can order prior loads against later stores.
824 However, they do -not- guarantee any other sort of ordering:
825 Not prior loads against later loads, nor prior stores against
826 later anything. If you need these other forms of ordering,
d87510c5 827 use smp_rmb(), smp_wmb(), or, in the case of prior stores and
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828 later loads, smp_mb().
829
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830 (*) If both legs of the "if" statement begin with identical stores to
831 the same variable, then those stores must be ordered, either by
832 preceding both of them with smp_mb() or by using smp_store_release()
833 to carry out the stores. Please note that it is -not- sufficient
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834 to use barrier() at beginning of each leg of the "if" statement
835 because, as shown by the example above, optimizing compilers can
836 destroy the control dependency while respecting the letter of the
837 barrier() law.
9b2b3bf5 838
18c03c61 839 (*) Control dependencies require at least one run-time conditional
586dd56a 840 between the prior load and the subsequent store, and this
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841 conditional must involve the prior load. If the compiler is able
842 to optimize the conditional away, it will have also optimized
105ff3cb
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843 away the ordering. Careful use of READ_ONCE() and WRITE_ONCE()
844 can help to preserve the needed conditional.
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845
846 (*) Control dependencies require that the compiler avoid reordering the
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LT
847 dependency into nonexistence. Careful use of READ_ONCE() or
848 atomic{,64}_read() can help to preserve your control dependency.
895f5542 849 Please see the COMPILER BARRIER section for more information.
18c03c61 850
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851 (*) Control dependencies pair normally with other types of barriers.
852
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853 (*) Control dependencies do -not- provide transitivity. If you
854 need transitivity, use smp_mb().
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855
856
857SMP BARRIER PAIRING
858-------------------
859
860When dealing with CPU-CPU interactions, certain types of memory barrier should
861always be paired. A lack of appropriate pairing is almost certainly an error.
862
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863General barriers pair with each other, though they also pair with most
864other types of barriers, albeit without transitivity. An acquire barrier
865pairs with a release barrier, but both may also pair with other barriers,
866including of course general barriers. A write barrier pairs with a data
867dependency barrier, a control dependency, an acquire barrier, a release
868barrier, a read barrier, or a general barrier. Similarly a read barrier,
869control dependency, or a data dependency barrier pairs with a write
870barrier, an acquire barrier, a release barrier, or a general barrier:
108b42b4 871
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872 CPU 1 CPU 2
873 =============== ===============
9af194ce 874 WRITE_ONCE(a, 1);
108b42b4 875 <write barrier>
9af194ce 876 WRITE_ONCE(b, 2); x = READ_ONCE(b);
2ecf8101 877 <read barrier>
9af194ce 878 y = READ_ONCE(a);
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DH
879
880Or:
881
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882 CPU 1 CPU 2
883 =============== ===============================
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884 a = 1;
885 <write barrier>
9af194ce 886 WRITE_ONCE(b, &a); x = READ_ONCE(b);
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887 <data dependency barrier>
888 y = *x;
108b42b4 889
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890Or even:
891
892 CPU 1 CPU 2
893 =============== ===============================
9af194ce 894 r1 = READ_ONCE(y);
ff382810 895 <general barrier>
9af194ce 896 WRITE_ONCE(y, 1); if (r2 = READ_ONCE(x)) {
ff382810 897 <implicit control dependency>
9af194ce 898 WRITE_ONCE(y, 1);
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899 }
900
901 assert(r1 == 0 || r2 == 0);
902
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903Basically, the read barrier always has to be there, even though it can be of
904the "weaker" type.
905
670bd95e 906[!] Note that the stores before the write barrier would normally be expected to
81fc6323 907match the loads after the read barrier or the data dependency barrier, and vice
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908versa:
909
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910 CPU 1 CPU 2
911 =================== ===================
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912 WRITE_ONCE(a, 1); }---- --->{ v = READ_ONCE(c);
913 WRITE_ONCE(b, 2); } \ / { w = READ_ONCE(d);
2ecf8101 914 <write barrier> \ <read barrier>
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915 WRITE_ONCE(c, 3); } / \ { x = READ_ONCE(a);
916 WRITE_ONCE(d, 4); }---- --->{ y = READ_ONCE(b);
670bd95e 917
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918
919EXAMPLES OF MEMORY BARRIER SEQUENCES
920------------------------------------
921
81fc6323 922Firstly, write barriers act as partial orderings on store operations.
108b42b4
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923Consider the following sequence of events:
924
925 CPU 1
926 =======================
927 STORE A = 1
928 STORE B = 2
929 STORE C = 3
930 <write barrier>
931 STORE D = 4
932 STORE E = 5
933
934This sequence of events is committed to the memory coherence system in an order
935that the rest of the system might perceive as the unordered set of { STORE A,
80f7228b 936STORE B, STORE C } all occurring before the unordered set of { STORE D, STORE E
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937}:
938
939 +-------+ : :
940 | | +------+
941 | |------>| C=3 | } /\
81fc6323
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942 | | : +------+ }----- \ -----> Events perceptible to
943 | | : | A=1 | } \/ the rest of the system
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944 | | : +------+ }
945 | CPU 1 | : | B=2 | }
946 | | +------+ }
947 | | wwwwwwwwwwwwwwww } <--- At this point the write barrier
948 | | +------+ } requires all stores prior to the
949 | | : | E=5 | } barrier to be committed before
81fc6323 950 | | : +------+ } further stores may take place
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DH
951 | |------>| D=4 | }
952 | | +------+
953 +-------+ : :
954 |
670bd95e
DH
955 | Sequence in which stores are committed to the
956 | memory system by CPU 1
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DH
957 V
958
959
81fc6323 960Secondly, data dependency barriers act as partial orderings on data-dependent
108b42b4
DH
961loads. Consider the following sequence of events:
962
963 CPU 1 CPU 2
964 ======================= =======================
c14038c3 965 { B = 7; X = 9; Y = 8; C = &Y }
108b42b4
DH
966 STORE A = 1
967 STORE B = 2
968 <write barrier>
969 STORE C = &B LOAD X
970 STORE D = 4 LOAD C (gets &B)
971 LOAD *C (reads B)
972
973Without intervention, CPU 2 may perceive the events on CPU 1 in some
974effectively random order, despite the write barrier issued by CPU 1:
975
976 +-------+ : : : :
977 | | +------+ +-------+ | Sequence of update
978 | |------>| B=2 |----- --->| Y->8 | | of perception on
979 | | : +------+ \ +-------+ | CPU 2
980 | CPU 1 | : | A=1 | \ --->| C->&Y | V
981 | | +------+ | +-------+
982 | | wwwwwwwwwwwwwwww | : :
983 | | +------+ | : :
984 | | : | C=&B |--- | : : +-------+
985 | | : +------+ \ | +-------+ | |
986 | |------>| D=4 | ----------->| C->&B |------>| |
987 | | +------+ | +-------+ | |
988 +-------+ : : | : : | |
989 | : : | |
990 | : : | CPU 2 |
991 | +-------+ | |
992 Apparently incorrect ---> | | B->7 |------>| |
993 perception of B (!) | +-------+ | |
994 | : : | |
995 | +-------+ | |
996 The load of X holds ---> \ | X->9 |------>| |
997 up the maintenance \ +-------+ | |
998 of coherence of B ----->| B->2 | +-------+
999 +-------+
1000 : :
1001
1002
1003In the above example, CPU 2 perceives that B is 7, despite the load of *C
670e9f34 1004(which would be B) coming after the LOAD of C.
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DH
1005
1006If, however, a data dependency barrier were to be placed between the load of C
c14038c3
DH
1007and the load of *C (ie: B) on CPU 2:
1008
1009 CPU 1 CPU 2
1010 ======================= =======================
1011 { B = 7; X = 9; Y = 8; C = &Y }
1012 STORE A = 1
1013 STORE B = 2
1014 <write barrier>
1015 STORE C = &B LOAD X
1016 STORE D = 4 LOAD C (gets &B)
1017 <data dependency barrier>
1018 LOAD *C (reads B)
1019
1020then the following will occur:
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DH
1021
1022 +-------+ : : : :
1023 | | +------+ +-------+
1024 | |------>| B=2 |----- --->| Y->8 |
1025 | | : +------+ \ +-------+
1026 | CPU 1 | : | A=1 | \ --->| C->&Y |
1027 | | +------+ | +-------+
1028 | | wwwwwwwwwwwwwwww | : :
1029 | | +------+ | : :
1030 | | : | C=&B |--- | : : +-------+
1031 | | : +------+ \ | +-------+ | |
1032 | |------>| D=4 | ----------->| C->&B |------>| |
1033 | | +------+ | +-------+ | |
1034 +-------+ : : | : : | |
1035 | : : | |
1036 | : : | CPU 2 |
1037 | +-------+ | |
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DH
1038 | | X->9 |------>| |
1039 | +-------+ | |
1040 Makes sure all effects ---> \ ddddddddddddddddd | |
1041 prior to the store of C \ +-------+ | |
1042 are perceptible to ----->| B->2 |------>| |
1043 subsequent loads +-------+ | |
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DH
1044 : : +-------+
1045
1046
1047And thirdly, a read barrier acts as a partial order on loads. Consider the
1048following sequence of events:
1049
1050 CPU 1 CPU 2
1051 ======================= =======================
670bd95e 1052 { A = 0, B = 9 }
108b42b4 1053 STORE A=1
108b42b4 1054 <write barrier>
670bd95e 1055 STORE B=2
108b42b4 1056 LOAD B
670bd95e 1057 LOAD A
108b42b4
DH
1058
1059Without intervention, CPU 2 may then choose to perceive the events on CPU 1 in
1060some effectively random order, despite the write barrier issued by CPU 1:
1061
670bd95e
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1062 +-------+ : : : :
1063 | | +------+ +-------+
1064 | |------>| A=1 |------ --->| A->0 |
1065 | | +------+ \ +-------+
1066 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 |
1067 | | +------+ | +-------+
1068 | |------>| B=2 |--- | : :
1069 | | +------+ \ | : : +-------+
1070 +-------+ : : \ | +-------+ | |
1071 ---------->| B->2 |------>| |
1072 | +-------+ | CPU 2 |
1073 | | A->0 |------>| |
1074 | +-------+ | |
1075 | : : +-------+
1076 \ : :
1077 \ +-------+
1078 ---->| A->1 |
1079 +-------+
1080 : :
108b42b4 1081
670bd95e 1082
6bc39274 1083If, however, a read barrier were to be placed between the load of B and the
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DH
1084load of A on CPU 2:
1085
1086 CPU 1 CPU 2
1087 ======================= =======================
1088 { A = 0, B = 9 }
1089 STORE A=1
1090 <write barrier>
1091 STORE B=2
1092 LOAD B
1093 <read barrier>
1094 LOAD A
1095
1096then the partial ordering imposed by CPU 1 will be perceived correctly by CPU
10972:
1098
1099 +-------+ : : : :
1100 | | +------+ +-------+
1101 | |------>| A=1 |------ --->| A->0 |
1102 | | +------+ \ +-------+
1103 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 |
1104 | | +------+ | +-------+
1105 | |------>| B=2 |--- | : :
1106 | | +------+ \ | : : +-------+
1107 +-------+ : : \ | +-------+ | |
1108 ---------->| B->2 |------>| |
1109 | +-------+ | CPU 2 |
1110 | : : | |
1111 | : : | |
1112 At this point the read ----> \ rrrrrrrrrrrrrrrrr | |
1113 barrier causes all effects \ +-------+ | |
1114 prior to the storage of B ---->| A->1 |------>| |
1115 to be perceptible to CPU 2 +-------+ | |
1116 : : +-------+
1117
1118
1119To illustrate this more completely, consider what could happen if the code
1120contained a load of A either side of the read barrier:
1121
1122 CPU 1 CPU 2
1123 ======================= =======================
1124 { A = 0, B = 9 }
1125 STORE A=1
1126 <write barrier>
1127 STORE B=2
1128 LOAD B
1129 LOAD A [first load of A]
1130 <read barrier>
1131 LOAD A [second load of A]
1132
1133Even though the two loads of A both occur after the load of B, they may both
1134come up with different values:
1135
1136 +-------+ : : : :
1137 | | +------+ +-------+
1138 | |------>| A=1 |------ --->| A->0 |
1139 | | +------+ \ +-------+
1140 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 |
1141 | | +------+ | +-------+
1142 | |------>| B=2 |--- | : :
1143 | | +------+ \ | : : +-------+
1144 +-------+ : : \ | +-------+ | |
1145 ---------->| B->2 |------>| |
1146 | +-------+ | CPU 2 |
1147 | : : | |
1148 | : : | |
1149 | +-------+ | |
1150 | | A->0 |------>| 1st |
1151 | +-------+ | |
1152 At this point the read ----> \ rrrrrrrrrrrrrrrrr | |
1153 barrier causes all effects \ +-------+ | |
1154 prior to the storage of B ---->| A->1 |------>| 2nd |
1155 to be perceptible to CPU 2 +-------+ | |
1156 : : +-------+
1157
1158
1159But it may be that the update to A from CPU 1 becomes perceptible to CPU 2
1160before the read barrier completes anyway:
1161
1162 +-------+ : : : :
1163 | | +------+ +-------+
1164 | |------>| A=1 |------ --->| A->0 |
1165 | | +------+ \ +-------+
1166 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 |
1167 | | +------+ | +-------+
1168 | |------>| B=2 |--- | : :
1169 | | +------+ \ | : : +-------+
1170 +-------+ : : \ | +-------+ | |
1171 ---------->| B->2 |------>| |
1172 | +-------+ | CPU 2 |
1173 | : : | |
1174 \ : : | |
1175 \ +-------+ | |
1176 ---->| A->1 |------>| 1st |
1177 +-------+ | |
1178 rrrrrrrrrrrrrrrrr | |
1179 +-------+ | |
1180 | A->1 |------>| 2nd |
1181 +-------+ | |
1182 : : +-------+
1183
1184
1185The guarantee is that the second load will always come up with A == 1 if the
1186load of B came up with B == 2. No such guarantee exists for the first load of
1187A; that may come up with either A == 0 or A == 1.
1188
1189
1190READ MEMORY BARRIERS VS LOAD SPECULATION
1191----------------------------------------
1192
1193Many CPUs speculate with loads: that is they see that they will need to load an
1194item from memory, and they find a time where they're not using the bus for any
1195other loads, and so do the load in advance - even though they haven't actually
1196got to that point in the instruction execution flow yet. This permits the
1197actual load instruction to potentially complete immediately because the CPU
1198already has the value to hand.
1199
1200It may turn out that the CPU didn't actually need the value - perhaps because a
1201branch circumvented the load - in which case it can discard the value or just
1202cache it for later use.
1203
1204Consider:
1205
e0edc78f 1206 CPU 1 CPU 2
670bd95e 1207 ======================= =======================
e0edc78f
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1208 LOAD B
1209 DIVIDE } Divide instructions generally
1210 DIVIDE } take a long time to perform
1211 LOAD A
670bd95e
DH
1212
1213Which might appear as this:
1214
1215 : : +-------+
1216 +-------+ | |
1217 --->| B->2 |------>| |
1218 +-------+ | CPU 2 |
1219 : :DIVIDE | |
1220 +-------+ | |
1221 The CPU being busy doing a ---> --->| A->0 |~~~~ | |
1222 division speculates on the +-------+ ~ | |
1223 LOAD of A : : ~ | |
1224 : :DIVIDE | |
1225 : : ~ | |
1226 Once the divisions are complete --> : : ~-->| |
1227 the CPU can then perform the : : | |
1228 LOAD with immediate effect : : +-------+
1229
1230
1231Placing a read barrier or a data dependency barrier just before the second
1232load:
1233
e0edc78f 1234 CPU 1 CPU 2
670bd95e 1235 ======================= =======================
e0edc78f
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1236 LOAD B
1237 DIVIDE
1238 DIVIDE
670bd95e 1239 <read barrier>
e0edc78f 1240 LOAD A
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1241
1242will force any value speculatively obtained to be reconsidered to an extent
1243dependent on the type of barrier used. If there was no change made to the
1244speculated memory location, then the speculated value will just be used:
1245
1246 : : +-------+
1247 +-------+ | |
1248 --->| B->2 |------>| |
1249 +-------+ | CPU 2 |
1250 : :DIVIDE | |
1251 +-------+ | |
1252 The CPU being busy doing a ---> --->| A->0 |~~~~ | |
1253 division speculates on the +-------+ ~ | |
1254 LOAD of A : : ~ | |
1255 : :DIVIDE | |
1256 : : ~ | |
1257 : : ~ | |
1258 rrrrrrrrrrrrrrrr~ | |
1259 : : ~ | |
1260 : : ~-->| |
1261 : : | |
1262 : : +-------+
1263
1264
1265but if there was an update or an invalidation from another CPU pending, then
1266the speculation will be cancelled and the value reloaded:
1267
1268 : : +-------+
1269 +-------+ | |
1270 --->| B->2 |------>| |
1271 +-------+ | CPU 2 |
1272 : :DIVIDE | |
1273 +-------+ | |
1274 The CPU being busy doing a ---> --->| A->0 |~~~~ | |
1275 division speculates on the +-------+ ~ | |
1276 LOAD of A : : ~ | |
1277 : :DIVIDE | |
1278 : : ~ | |
1279 : : ~ | |
1280 rrrrrrrrrrrrrrrrr | |
1281 +-------+ | |
1282 The speculation is discarded ---> --->| A->1 |------>| |
1283 and an updated value is +-------+ | |
1284 retrieved : : +-------+
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1285
1286
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1287TRANSITIVITY
1288------------
1289
1290Transitivity is a deeply intuitive notion about ordering that is not
1291always provided by real computer systems. The following example
f36fe1e7 1292demonstrates transitivity:
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1293
1294 CPU 1 CPU 2 CPU 3
1295 ======================= ======================= =======================
1296 { X = 0, Y = 0 }
1297 STORE X=1 LOAD X STORE Y=1
1298 <general barrier> <general barrier>
1299 LOAD Y LOAD X
1300
1301Suppose that CPU 2's load from X returns 1 and its load from Y returns 0.
1302This indicates that CPU 2's load from X in some sense follows CPU 1's
1303store to X and that CPU 2's load from Y in some sense preceded CPU 3's
1304store to Y. The question is then "Can CPU 3's load from X return 0?"
1305
1306Because CPU 2's load from X in some sense came after CPU 1's store, it
1307is natural to expect that CPU 3's load from X must therefore return 1.
1308This expectation is an example of transitivity: if a load executing on
1309CPU A follows a load from the same variable executing on CPU B, then
1310CPU A's load must either return the same value that CPU B's load did,
1311or must return some later value.
1312
1313In the Linux kernel, use of general memory barriers guarantees
1314transitivity. Therefore, in the above example, if CPU 2's load from X
1315returns 1 and its load from Y returns 0, then CPU 3's load from X must
1316also return 1.
1317
1318However, transitivity is -not- guaranteed for read or write barriers.
1319For example, suppose that CPU 2's general barrier in the above example
1320is changed to a read barrier as shown below:
1321
1322 CPU 1 CPU 2 CPU 3
1323 ======================= ======================= =======================
1324 { X = 0, Y = 0 }
1325 STORE X=1 LOAD X STORE Y=1
1326 <read barrier> <general barrier>
1327 LOAD Y LOAD X
1328
1329This substitution destroys transitivity: in this example, it is perfectly
1330legal for CPU 2's load from X to return 1, its load from Y to return 0,
1331and CPU 3's load from X to return 0.
1332
1333The key point is that although CPU 2's read barrier orders its pair
1334of loads, it does not guarantee to order CPU 1's store. Therefore, if
1335this example runs on a system where CPUs 1 and 2 share a store buffer
1336or a level of cache, CPU 2 might have early access to CPU 1's writes.
1337General barriers are therefore required to ensure that all CPUs agree
1338on the combined order of CPU 1's and CPU 2's accesses.
1339
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1340General barriers provide "global transitivity", so that all CPUs will
1341agree on the order of operations. In contrast, a chain of release-acquire
1342pairs provides only "local transitivity", so that only those CPUs on
1343the chain are guaranteed to agree on the combined order of the accesses.
1344For example, switching to C code in deference to Herman Hollerith:
1345
1346 int u, v, x, y, z;
1347
1348 void cpu0(void)
1349 {
1350 r0 = smp_load_acquire(&x);
1351 WRITE_ONCE(u, 1);
1352 smp_store_release(&y, 1);
1353 }
1354
1355 void cpu1(void)
1356 {
1357 r1 = smp_load_acquire(&y);
1358 r4 = READ_ONCE(v);
1359 r5 = READ_ONCE(u);
1360 smp_store_release(&z, 1);
1361 }
1362
1363 void cpu2(void)
1364 {
1365 r2 = smp_load_acquire(&z);
1366 smp_store_release(&x, 1);
1367 }
1368
1369 void cpu3(void)
1370 {
1371 WRITE_ONCE(v, 1);
1372 smp_mb();
1373 r3 = READ_ONCE(u);
1374 }
1375
1376Because cpu0(), cpu1(), and cpu2() participate in a local transitive
1377chain of smp_store_release()/smp_load_acquire() pairs, the following
1378outcome is prohibited:
1379
1380 r0 == 1 && r1 == 1 && r2 == 1
1381
1382Furthermore, because of the release-acquire relationship between cpu0()
1383and cpu1(), cpu1() must see cpu0()'s writes, so that the following
1384outcome is prohibited:
1385
1386 r1 == 1 && r5 == 0
1387
1388However, the transitivity of release-acquire is local to the participating
1389CPUs and does not apply to cpu3(). Therefore, the following outcome
1390is possible:
1391
1392 r0 == 0 && r1 == 1 && r2 == 1 && r3 == 0 && r4 == 0
1393
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1394As an aside, the following outcome is also possible:
1395
1396 r0 == 0 && r1 == 1 && r2 == 1 && r3 == 0 && r4 == 0 && r5 == 1
1397
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1398Although cpu0(), cpu1(), and cpu2() will see their respective reads and
1399writes in order, CPUs not involved in the release-acquire chain might
1400well disagree on the order. This disagreement stems from the fact that
1401the weak memory-barrier instructions used to implement smp_load_acquire()
1402and smp_store_release() are not required to order prior stores against
1403subsequent loads in all cases. This means that cpu3() can see cpu0()'s
1404store to u as happening -after- cpu1()'s load from v, even though
1405both cpu0() and cpu1() agree that these two operations occurred in the
1406intended order.
1407
1408However, please keep in mind that smp_load_acquire() is not magic.
1409In particular, it simply reads from its argument with ordering. It does
1410-not- ensure that any particular value will be read. Therefore, the
1411following outcome is possible:
1412
1413 r0 == 0 && r1 == 0 && r2 == 0 && r5 == 0
1414
1415Note that this outcome can happen even on a mythical sequentially
1416consistent system where nothing is ever reordered.
1417
1418To reiterate, if your code requires global transitivity, use general
1419barriers throughout.
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1420
1421
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1422========================
1423EXPLICIT KERNEL BARRIERS
1424========================
1425
1426The Linux kernel has a variety of different barriers that act at different
1427levels:
1428
1429 (*) Compiler barrier.
1430
1431 (*) CPU memory barriers.
1432
1433 (*) MMIO write barrier.
1434
1435
1436COMPILER BARRIER
1437----------------
1438
1439The Linux kernel has an explicit compiler barrier function that prevents the
1440compiler from moving the memory accesses either side of it to the other side:
1441
1442 barrier();
1443
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1444This is a general barrier -- there are no read-read or write-write
1445variants of barrier(). However, READ_ONCE() and WRITE_ONCE() can be
1446thought of as weak forms of barrier() that affect only the specific
1447accesses flagged by the READ_ONCE() or WRITE_ONCE().
108b42b4 1448
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1449The barrier() function has the following effects:
1450
1451 (*) Prevents the compiler from reordering accesses following the
1452 barrier() to precede any accesses preceding the barrier().
1453 One example use for this property is to ease communication between
1454 interrupt-handler code and the code that was interrupted.
1455
1456 (*) Within a loop, forces the compiler to load the variables used
1457 in that loop's conditional on each pass through that loop.
1458
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1459The READ_ONCE() and WRITE_ONCE() functions can prevent any number of
1460optimizations that, while perfectly safe in single-threaded code, can
1461be fatal in concurrent code. Here are some examples of these sorts
1462of optimizations:
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1464 (*) The compiler is within its rights to reorder loads and stores
1465 to the same variable, and in some cases, the CPU is within its
1466 rights to reorder loads to the same variable. This means that
1467 the following code:
1468
1469 a[0] = x;
1470 a[1] = x;
1471
1472 Might result in an older value of x stored in a[1] than in a[0].
1473 Prevent both the compiler and the CPU from doing this as follows:
1474
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1475 a[0] = READ_ONCE(x);
1476 a[1] = READ_ONCE(x);
449f7413 1477
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1478 In short, READ_ONCE() and WRITE_ONCE() provide cache coherence for
1479 accesses from multiple CPUs to a single variable.
449f7413 1480
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1481 (*) The compiler is within its rights to merge successive loads from
1482 the same variable. Such merging can cause the compiler to "optimize"
1483 the following code:
1484
1485 while (tmp = a)
1486 do_something_with(tmp);
1487
1488 into the following code, which, although in some sense legitimate
1489 for single-threaded code, is almost certainly not what the developer
1490 intended:
1491
1492 if (tmp = a)
1493 for (;;)
1494 do_something_with(tmp);
1495
9af194ce 1496 Use READ_ONCE() to prevent the compiler from doing this to you:
692118da 1497
9af194ce 1498 while (tmp = READ_ONCE(a))
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1499 do_something_with(tmp);
1500
1501 (*) The compiler is within its rights to reload a variable, for example,
1502 in cases where high register pressure prevents the compiler from
1503 keeping all data of interest in registers. The compiler might
1504 therefore optimize the variable 'tmp' out of our previous example:
1505
1506 while (tmp = a)
1507 do_something_with(tmp);
1508
1509 This could result in the following code, which is perfectly safe in
1510 single-threaded code, but can be fatal in concurrent code:
1511
1512 while (a)
1513 do_something_with(a);
1514
1515 For example, the optimized version of this code could result in
1516 passing a zero to do_something_with() in the case where the variable
1517 a was modified by some other CPU between the "while" statement and
1518 the call to do_something_with().
1519
9af194ce 1520 Again, use READ_ONCE() to prevent the compiler from doing this:
692118da 1521
9af194ce 1522 while (tmp = READ_ONCE(a))
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1523 do_something_with(tmp);
1524
1525 Note that if the compiler runs short of registers, it might save
1526 tmp onto the stack. The overhead of this saving and later restoring
1527 is why compilers reload variables. Doing so is perfectly safe for
1528 single-threaded code, so you need to tell the compiler about cases
1529 where it is not safe.
1530
1531 (*) The compiler is within its rights to omit a load entirely if it knows
1532 what the value will be. For example, if the compiler can prove that
1533 the value of variable 'a' is always zero, it can optimize this code:
1534
1535 while (tmp = a)
1536 do_something_with(tmp);
1537
1538 Into this:
1539
1540 do { } while (0);
1541
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1542 This transformation is a win for single-threaded code because it
1543 gets rid of a load and a branch. The problem is that the compiler
1544 will carry out its proof assuming that the current CPU is the only
1545 one updating variable 'a'. If variable 'a' is shared, then the
1546 compiler's proof will be erroneous. Use READ_ONCE() to tell the
1547 compiler that it doesn't know as much as it thinks it does:
692118da 1548
9af194ce 1549 while (tmp = READ_ONCE(a))
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1550 do_something_with(tmp);
1551
1552 But please note that the compiler is also closely watching what you
9af194ce 1553 do with the value after the READ_ONCE(). For example, suppose you
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1554 do the following and MAX is a preprocessor macro with the value 1:
1555
9af194ce 1556 while ((tmp = READ_ONCE(a)) % MAX)
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1557 do_something_with(tmp);
1558
1559 Then the compiler knows that the result of the "%" operator applied
1560 to MAX will always be zero, again allowing the compiler to optimize
1561 the code into near-nonexistence. (It will still load from the
1562 variable 'a'.)
1563
1564 (*) Similarly, the compiler is within its rights to omit a store entirely
1565 if it knows that the variable already has the value being stored.
1566 Again, the compiler assumes that the current CPU is the only one
1567 storing into the variable, which can cause the compiler to do the
1568 wrong thing for shared variables. For example, suppose you have
1569 the following:
1570
1571 a = 0;
65f95ff2 1572 ... Code that does not store to variable a ...
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1573 a = 0;
1574
1575 The compiler sees that the value of variable 'a' is already zero, so
1576 it might well omit the second store. This would come as a fatal
1577 surprise if some other CPU might have stored to variable 'a' in the
1578 meantime.
1579
9af194ce 1580 Use WRITE_ONCE() to prevent the compiler from making this sort of
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1581 wrong guess:
1582
9af194ce 1583 WRITE_ONCE(a, 0);
65f95ff2 1584 ... Code that does not store to variable a ...
9af194ce 1585 WRITE_ONCE(a, 0);
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1586
1587 (*) The compiler is within its rights to reorder memory accesses unless
1588 you tell it not to. For example, consider the following interaction
1589 between process-level code and an interrupt handler:
1590
1591 void process_level(void)
1592 {
1593 msg = get_message();
1594 flag = true;
1595 }
1596
1597 void interrupt_handler(void)
1598 {
1599 if (flag)
1600 process_message(msg);
1601 }
1602
df5cbb27 1603 There is nothing to prevent the compiler from transforming
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1604 process_level() to the following, in fact, this might well be a
1605 win for single-threaded code:
1606
1607 void process_level(void)
1608 {
1609 flag = true;
1610 msg = get_message();
1611 }
1612
1613 If the interrupt occurs between these two statement, then
9af194ce 1614 interrupt_handler() might be passed a garbled msg. Use WRITE_ONCE()
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1615 to prevent this as follows:
1616
1617 void process_level(void)
1618 {
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1619 WRITE_ONCE(msg, get_message());
1620 WRITE_ONCE(flag, true);
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1621 }
1622
1623 void interrupt_handler(void)
1624 {
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1625 if (READ_ONCE(flag))
1626 process_message(READ_ONCE(msg));
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1627 }
1628
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1629 Note that the READ_ONCE() and WRITE_ONCE() wrappers in
1630 interrupt_handler() are needed if this interrupt handler can itself
1631 be interrupted by something that also accesses 'flag' and 'msg',
1632 for example, a nested interrupt or an NMI. Otherwise, READ_ONCE()
1633 and WRITE_ONCE() are not needed in interrupt_handler() other than
1634 for documentation purposes. (Note also that nested interrupts
1635 do not typically occur in modern Linux kernels, in fact, if an
1636 interrupt handler returns with interrupts enabled, you will get a
1637 WARN_ONCE() splat.)
1638
1639 You should assume that the compiler can move READ_ONCE() and
1640 WRITE_ONCE() past code not containing READ_ONCE(), WRITE_ONCE(),
1641 barrier(), or similar primitives.
1642
1643 This effect could also be achieved using barrier(), but READ_ONCE()
1644 and WRITE_ONCE() are more selective: With READ_ONCE() and
1645 WRITE_ONCE(), the compiler need only forget the contents of the
1646 indicated memory locations, while with barrier() the compiler must
1647 discard the value of all memory locations that it has currented
1648 cached in any machine registers. Of course, the compiler must also
1649 respect the order in which the READ_ONCE()s and WRITE_ONCE()s occur,
1650 though the CPU of course need not do so.
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1651
1652 (*) The compiler is within its rights to invent stores to a variable,
1653 as in the following example:
1654
1655 if (a)
1656 b = a;
1657 else
1658 b = 42;
1659
1660 The compiler might save a branch by optimizing this as follows:
1661
1662 b = 42;
1663 if (a)
1664 b = a;
1665
1666 In single-threaded code, this is not only safe, but also saves
1667 a branch. Unfortunately, in concurrent code, this optimization
1668 could cause some other CPU to see a spurious value of 42 -- even
1669 if variable 'a' was never zero -- when loading variable 'b'.
9af194ce 1670 Use WRITE_ONCE() to prevent this as follows:
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1671
1672 if (a)
9af194ce 1673 WRITE_ONCE(b, a);
692118da 1674 else
9af194ce 1675 WRITE_ONCE(b, 42);
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1676
1677 The compiler can also invent loads. These are usually less
1678 damaging, but they can result in cache-line bouncing and thus in
9af194ce 1679 poor performance and scalability. Use READ_ONCE() to prevent
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1680 invented loads.
1681
1682 (*) For aligned memory locations whose size allows them to be accessed
1683 with a single memory-reference instruction, prevents "load tearing"
1684 and "store tearing," in which a single large access is replaced by
1685 multiple smaller accesses. For example, given an architecture having
1686 16-bit store instructions with 7-bit immediate fields, the compiler
1687 might be tempted to use two 16-bit store-immediate instructions to
1688 implement the following 32-bit store:
1689
1690 p = 0x00010002;
1691
1692 Please note that GCC really does use this sort of optimization,
1693 which is not surprising given that it would likely take more
1694 than two instructions to build the constant and then store it.
1695 This optimization can therefore be a win in single-threaded code.
1696 In fact, a recent bug (since fixed) caused GCC to incorrectly use
1697 this optimization in a volatile store. In the absence of such bugs,
9af194ce 1698 use of WRITE_ONCE() prevents store tearing in the following example:
692118da 1699
9af194ce 1700 WRITE_ONCE(p, 0x00010002);
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1701
1702 Use of packed structures can also result in load and store tearing,
1703 as in this example:
1704
1705 struct __attribute__((__packed__)) foo {
1706 short a;
1707 int b;
1708 short c;
1709 };
1710 struct foo foo1, foo2;
1711 ...
1712
1713 foo2.a = foo1.a;
1714 foo2.b = foo1.b;
1715 foo2.c = foo1.c;
1716
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1717 Because there are no READ_ONCE() or WRITE_ONCE() wrappers and no
1718 volatile markings, the compiler would be well within its rights to
1719 implement these three assignment statements as a pair of 32-bit
1720 loads followed by a pair of 32-bit stores. This would result in
1721 load tearing on 'foo1.b' and store tearing on 'foo2.b'. READ_ONCE()
1722 and WRITE_ONCE() again prevent tearing in this example:
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1723
1724 foo2.a = foo1.a;
9af194ce 1725 WRITE_ONCE(foo2.b, READ_ONCE(foo1.b));
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1726 foo2.c = foo1.c;
1727
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1728All that aside, it is never necessary to use READ_ONCE() and
1729WRITE_ONCE() on a variable that has been marked volatile. For example,
1730because 'jiffies' is marked volatile, it is never necessary to
1731say READ_ONCE(jiffies). The reason for this is that READ_ONCE() and
1732WRITE_ONCE() are implemented as volatile casts, which has no effect when
1733its argument is already marked volatile.
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1734
1735Please note that these compiler barriers have no direct effect on the CPU,
1736which may then reorder things however it wishes.
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1737
1738
1739CPU MEMORY BARRIERS
1740-------------------
1741
1742The Linux kernel has eight basic CPU memory barriers:
1743
1744 TYPE MANDATORY SMP CONDITIONAL
1745 =============== ======================= ===========================
1746 GENERAL mb() smp_mb()
1747 WRITE wmb() smp_wmb()
1748 READ rmb() smp_rmb()
1749 DATA DEPENDENCY read_barrier_depends() smp_read_barrier_depends()
1750
1751
73f10281 1752All memory barriers except the data dependency barriers imply a compiler
0b6fa347 1753barrier. Data dependencies do not impose any additional compiler ordering.
73f10281 1754
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1755Aside: In the case of data dependencies, the compiler would be expected
1756to issue the loads in the correct order (eg. `a[b]` would have to load
1757the value of b before loading a[b]), however there is no guarantee in
1758the C specification that the compiler may not speculate the value of b
1759(eg. is equal to 1) and load a before b (eg. tmp = a[1]; if (b != 1)
0b6fa347
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1760tmp = a[b]; ). There is also the problem of a compiler reloading b after
1761having loaded a[b], thus having a newer copy of b than a[b]. A consensus
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1762has not yet been reached about these problems, however the READ_ONCE()
1763macro is a good place to start looking.
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1764
1765SMP memory barriers are reduced to compiler barriers on uniprocessor compiled
81fc6323 1766systems because it is assumed that a CPU will appear to be self-consistent,
108b42b4 1767and will order overlapping accesses correctly with respect to itself.
6a65d263 1768However, see the subsection on "Virtual Machine Guests" below.
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1769
1770[!] Note that SMP memory barriers _must_ be used to control the ordering of
1771references to shared memory on SMP systems, though the use of locking instead
1772is sufficient.
1773
1774Mandatory barriers should not be used to control SMP effects, since mandatory
6a65d263
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1775barriers impose unnecessary overhead on both SMP and UP systems. They may,
1776however, be used to control MMIO effects on accesses through relaxed memory I/O
1777windows. These barriers are required even on non-SMP systems as they affect
1778the order in which memory operations appear to a device by prohibiting both the
1779compiler and the CPU from reordering them.
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1780
1781
1782There are some more advanced barrier functions:
1783
b92b8b35 1784 (*) smp_store_mb(var, value)
108b42b4 1785
75b2bd55 1786 This assigns the value to the variable and then inserts a full memory
2d142e59
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1787 barrier after it. It isn't guaranteed to insert anything more than a
1788 compiler barrier in a UP compilation.
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1789
1790
1b15611e
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1791 (*) smp_mb__before_atomic();
1792 (*) smp_mb__after_atomic();
108b42b4 1793
1b15611e
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1794 These are for use with atomic (such as add, subtract, increment and
1795 decrement) functions that don't return a value, especially when used for
1796 reference counting. These functions do not imply memory barriers.
1797
1798 These are also used for atomic bitop functions that do not return a
1799 value (such as set_bit and clear_bit).
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1800
1801 As an example, consider a piece of code that marks an object as being dead
1802 and then decrements the object's reference count:
1803
1804 obj->dead = 1;
1b15611e 1805 smp_mb__before_atomic();
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1806 atomic_dec(&obj->ref_count);
1807
1808 This makes sure that the death mark on the object is perceived to be set
1809 *before* the reference counter is decremented.
1810
1811 See Documentation/atomic_ops.txt for more information. See the "Atomic
1812 operations" subsection for information on where to use these.
1813
1814
ad2ad5d3 1815 (*) lockless_dereference();
0b6fa347 1816
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1817 This can be thought of as a pointer-fetch wrapper around the
1818 smp_read_barrier_depends() data-dependency barrier.
1819
1820 This is also similar to rcu_dereference(), but in cases where
1821 object lifetime is handled by some mechanism other than RCU, for
1822 example, when the objects removed only when the system goes down.
1823 In addition, lockless_dereference() is used in some data structures
1824 that can be used both with and without RCU.
1825
1826
1077fa36
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1827 (*) dma_wmb();
1828 (*) dma_rmb();
1829
1830 These are for use with consistent memory to guarantee the ordering
1831 of writes or reads of shared memory accessible to both the CPU and a
1832 DMA capable device.
1833
1834 For example, consider a device driver that shares memory with a device
1835 and uses a descriptor status value to indicate if the descriptor belongs
1836 to the device or the CPU, and a doorbell to notify it when new
1837 descriptors are available:
1838
1839 if (desc->status != DEVICE_OWN) {
1840 /* do not read data until we own descriptor */
1841 dma_rmb();
1842
1843 /* read/modify data */
1844 read_data = desc->data;
1845 desc->data = write_data;
1846
1847 /* flush modifications before status update */
1848 dma_wmb();
1849
1850 /* assign ownership */
1851 desc->status = DEVICE_OWN;
1852
1853 /* force memory to sync before notifying device via MMIO */
1854 wmb();
1855
1856 /* notify device of new descriptors */
1857 writel(DESC_NOTIFY, doorbell);
1858 }
1859
1860 The dma_rmb() allows us guarantee the device has released ownership
7a458007 1861 before we read the data from the descriptor, and the dma_wmb() allows
1077fa36
AD
1862 us to guarantee the data is written to the descriptor before the device
1863 can see it now has ownership. The wmb() is needed to guarantee that the
1864 cache coherent memory writes have completed before attempting a write to
1865 the cache incoherent MMIO region.
1866
1867 See Documentation/DMA-API.txt for more information on consistent memory.
1868
108b42b4
DH
1869MMIO WRITE BARRIER
1870------------------
1871
1872The Linux kernel also has a special barrier for use with memory-mapped I/O
1873writes:
1874
1875 mmiowb();
1876
1877This is a variation on the mandatory write barrier that causes writes to weakly
1878ordered I/O regions to be partially ordered. Its effects may go beyond the
1879CPU->Hardware interface and actually affect the hardware at some level.
1880
166bda71 1881See the subsection "Acquires vs I/O accesses" for more information.
108b42b4
DH
1882
1883
1884===============================
1885IMPLICIT KERNEL MEMORY BARRIERS
1886===============================
1887
1888Some of the other functions in the linux kernel imply memory barriers, amongst
670bd95e 1889which are locking and scheduling functions.
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1890
1891This specification is a _minimum_ guarantee; any particular architecture may
1892provide more substantial guarantees, but these may not be relied upon outside
1893of arch specific code.
1894
1895
166bda71
SP
1896LOCK ACQUISITION FUNCTIONS
1897--------------------------
108b42b4
DH
1898
1899The Linux kernel has a number of locking constructs:
1900
1901 (*) spin locks
1902 (*) R/W spin locks
1903 (*) mutexes
1904 (*) semaphores
1905 (*) R/W semaphores
108b42b4 1906
2e4f5382 1907In all cases there are variants on "ACQUIRE" operations and "RELEASE" operations
108b42b4
DH
1908for each construct. These operations all imply certain barriers:
1909
2e4f5382 1910 (1) ACQUIRE operation implication:
108b42b4 1911
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PZ
1912 Memory operations issued after the ACQUIRE will be completed after the
1913 ACQUIRE operation has completed.
108b42b4 1914
8dd853d7
PM
1915 Memory operations issued before the ACQUIRE may be completed after
1916 the ACQUIRE operation has completed. An smp_mb__before_spinlock(),
d956028e 1917 combined with a following ACQUIRE, orders prior stores against
0b6fa347 1918 subsequent loads and stores. Note that this is weaker than smp_mb()!
d956028e 1919 The smp_mb__before_spinlock() primitive is free on many architectures.
108b42b4 1920
2e4f5382 1921 (2) RELEASE operation implication:
108b42b4 1922
2e4f5382
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1923 Memory operations issued before the RELEASE will be completed before the
1924 RELEASE operation has completed.
108b42b4 1925
2e4f5382
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1926 Memory operations issued after the RELEASE may be completed before the
1927 RELEASE operation has completed.
108b42b4 1928
2e4f5382 1929 (3) ACQUIRE vs ACQUIRE implication:
108b42b4 1930
2e4f5382
PZ
1931 All ACQUIRE operations issued before another ACQUIRE operation will be
1932 completed before that ACQUIRE operation.
108b42b4 1933
2e4f5382 1934 (4) ACQUIRE vs RELEASE implication:
108b42b4 1935
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PZ
1936 All ACQUIRE operations issued before a RELEASE operation will be
1937 completed before the RELEASE operation.
108b42b4 1938
2e4f5382 1939 (5) Failed conditional ACQUIRE implication:
108b42b4 1940
2e4f5382
PZ
1941 Certain locking variants of the ACQUIRE operation may fail, either due to
1942 being unable to get the lock immediately, or due to receiving an unblocked
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DH
1943 signal whilst asleep waiting for the lock to become available. Failed
1944 locks do not imply any sort of barrier.
1945
2e4f5382
PZ
1946[!] Note: one of the consequences of lock ACQUIREs and RELEASEs being only
1947one-way barriers is that the effects of instructions outside of a critical
1948section may seep into the inside of the critical section.
108b42b4 1949
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1950An ACQUIRE followed by a RELEASE may not be assumed to be full memory barrier
1951because it is possible for an access preceding the ACQUIRE to happen after the
1952ACQUIRE, and an access following the RELEASE to happen before the RELEASE, and
1953the two accesses can themselves then cross:
670bd95e
DH
1954
1955 *A = a;
2e4f5382
PZ
1956 ACQUIRE M
1957 RELEASE M
670bd95e
DH
1958 *B = b;
1959
1960may occur as:
1961
2e4f5382 1962 ACQUIRE M, STORE *B, STORE *A, RELEASE M
17eb88e0 1963
8dd853d7
PM
1964When the ACQUIRE and RELEASE are a lock acquisition and release,
1965respectively, this same reordering can occur if the lock's ACQUIRE and
1966RELEASE are to the same lock variable, but only from the perspective of
1967another CPU not holding that lock. In short, a ACQUIRE followed by an
1968RELEASE may -not- be assumed to be a full memory barrier.
1969
12d560f4
PM
1970Similarly, the reverse case of a RELEASE followed by an ACQUIRE does
1971not imply a full memory barrier. Therefore, the CPU's execution of the
1972critical sections corresponding to the RELEASE and the ACQUIRE can cross,
1973so that:
17eb88e0
PM
1974
1975 *A = a;
2e4f5382
PZ
1976 RELEASE M
1977 ACQUIRE N
17eb88e0
PM
1978 *B = b;
1979
1980could occur as:
1981
2e4f5382 1982 ACQUIRE N, STORE *B, STORE *A, RELEASE M
17eb88e0 1983
8dd853d7
PM
1984It might appear that this reordering could introduce a deadlock.
1985However, this cannot happen because if such a deadlock threatened,
1986the RELEASE would simply complete, thereby avoiding the deadlock.
1987
1988 Why does this work?
1989
1990 One key point is that we are only talking about the CPU doing
1991 the reordering, not the compiler. If the compiler (or, for
1992 that matter, the developer) switched the operations, deadlock
1993 -could- occur.
1994
1995 But suppose the CPU reordered the operations. In this case,
1996 the unlock precedes the lock in the assembly code. The CPU
1997 simply elected to try executing the later lock operation first.
1998 If there is a deadlock, this lock operation will simply spin (or
1999 try to sleep, but more on that later). The CPU will eventually
2000 execute the unlock operation (which preceded the lock operation
2001 in the assembly code), which will unravel the potential deadlock,
2002 allowing the lock operation to succeed.
2003
2004 But what if the lock is a sleeplock? In that case, the code will
2005 try to enter the scheduler, where it will eventually encounter
2006 a memory barrier, which will force the earlier unlock operation
2007 to complete, again unraveling the deadlock. There might be
2008 a sleep-unlock race, but the locking primitive needs to resolve
2009 such races properly in any case.
2010
108b42b4
DH
2011Locks and semaphores may not provide any guarantee of ordering on UP compiled
2012systems, and so cannot be counted on in such a situation to actually achieve
2013anything at all - especially with respect to I/O accesses - unless combined
2014with interrupt disabling operations.
2015
2016See also the section on "Inter-CPU locking barrier effects".
2017
2018
2019As an example, consider the following:
2020
2021 *A = a;
2022 *B = b;
2e4f5382 2023 ACQUIRE
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DH
2024 *C = c;
2025 *D = d;
2e4f5382 2026 RELEASE
108b42b4
DH
2027 *E = e;
2028 *F = f;
2029
2030The following sequence of events is acceptable:
2031
2e4f5382 2032 ACQUIRE, {*F,*A}, *E, {*C,*D}, *B, RELEASE
108b42b4
DH
2033
2034 [+] Note that {*F,*A} indicates a combined access.
2035
2036But none of the following are:
2037
2e4f5382
PZ
2038 {*F,*A}, *B, ACQUIRE, *C, *D, RELEASE, *E
2039 *A, *B, *C, ACQUIRE, *D, RELEASE, *E, *F
2040 *A, *B, ACQUIRE, *C, RELEASE, *D, *E, *F
2041 *B, ACQUIRE, *C, *D, RELEASE, {*F,*A}, *E
108b42b4
DH
2042
2043
2044
2045INTERRUPT DISABLING FUNCTIONS
2046-----------------------------
2047
2e4f5382
PZ
2048Functions that disable interrupts (ACQUIRE equivalent) and enable interrupts
2049(RELEASE equivalent) will act as compiler barriers only. So if memory or I/O
108b42b4
DH
2050barriers are required in such a situation, they must be provided from some
2051other means.
2052
2053
50fa610a
DH
2054SLEEP AND WAKE-UP FUNCTIONS
2055---------------------------
2056
2057Sleeping and waking on an event flagged in global data can be viewed as an
2058interaction between two pieces of data: the task state of the task waiting for
2059the event and the global data used to indicate the event. To make sure that
2060these appear to happen in the right order, the primitives to begin the process
2061of going to sleep, and the primitives to initiate a wake up imply certain
2062barriers.
2063
2064Firstly, the sleeper normally follows something like this sequence of events:
2065
2066 for (;;) {
2067 set_current_state(TASK_UNINTERRUPTIBLE);
2068 if (event_indicated)
2069 break;
2070 schedule();
2071 }
2072
2073A general memory barrier is interpolated automatically by set_current_state()
2074after it has altered the task state:
2075
2076 CPU 1
2077 ===============================
2078 set_current_state();
b92b8b35 2079 smp_store_mb();
50fa610a
DH
2080 STORE current->state
2081 <general barrier>
2082 LOAD event_indicated
2083
2084set_current_state() may be wrapped by:
2085
2086 prepare_to_wait();
2087 prepare_to_wait_exclusive();
2088
2089which therefore also imply a general memory barrier after setting the state.
2090The whole sequence above is available in various canned forms, all of which
2091interpolate the memory barrier in the right place:
2092
2093 wait_event();
2094 wait_event_interruptible();
2095 wait_event_interruptible_exclusive();
2096 wait_event_interruptible_timeout();
2097 wait_event_killable();
2098 wait_event_timeout();
2099 wait_on_bit();
2100 wait_on_bit_lock();
2101
2102
2103Secondly, code that performs a wake up normally follows something like this:
2104
2105 event_indicated = 1;
2106 wake_up(&event_wait_queue);
2107
2108or:
2109
2110 event_indicated = 1;
2111 wake_up_process(event_daemon);
2112
0b6fa347
SP
2113A write memory barrier is implied by wake_up() and co. if and only if they
2114wake something up. The barrier occurs before the task state is cleared, and so
2115sits between the STORE to indicate the event and the STORE to set TASK_RUNNING:
50fa610a
DH
2116
2117 CPU 1 CPU 2
2118 =============================== ===============================
2119 set_current_state(); STORE event_indicated
b92b8b35 2120 smp_store_mb(); wake_up();
50fa610a
DH
2121 STORE current->state <write barrier>
2122 <general barrier> STORE current->state
2123 LOAD event_indicated
2124
5726ce06
PM
2125To repeat, this write memory barrier is present if and only if something
2126is actually awakened. To see this, consider the following sequence of
2127events, where X and Y are both initially zero:
2128
2129 CPU 1 CPU 2
2130 =============================== ===============================
2131 X = 1; STORE event_indicated
2132 smp_mb(); wake_up();
2133 Y = 1; wait_event(wq, Y == 1);
2134 wake_up(); load from Y sees 1, no memory barrier
2135 load from X might see 0
2136
2137In contrast, if a wakeup does occur, CPU 2's load from X would be guaranteed
2138to see 1.
2139
50fa610a
DH
2140The available waker functions include:
2141
2142 complete();
2143 wake_up();
2144 wake_up_all();
2145 wake_up_bit();
2146 wake_up_interruptible();
2147 wake_up_interruptible_all();
2148 wake_up_interruptible_nr();
2149 wake_up_interruptible_poll();
2150 wake_up_interruptible_sync();
2151 wake_up_interruptible_sync_poll();
2152 wake_up_locked();
2153 wake_up_locked_poll();
2154 wake_up_nr();
2155 wake_up_poll();
2156 wake_up_process();
2157
2158
2159[!] Note that the memory barriers implied by the sleeper and the waker do _not_
2160order multiple stores before the wake-up with respect to loads of those stored
2161values after the sleeper has called set_current_state(). For instance, if the
2162sleeper does:
2163
2164 set_current_state(TASK_INTERRUPTIBLE);
2165 if (event_indicated)
2166 break;
2167 __set_current_state(TASK_RUNNING);
2168 do_something(my_data);
2169
2170and the waker does:
2171
2172 my_data = value;
2173 event_indicated = 1;
2174 wake_up(&event_wait_queue);
2175
2176there's no guarantee that the change to event_indicated will be perceived by
2177the sleeper as coming after the change to my_data. In such a circumstance, the
2178code on both sides must interpolate its own memory barriers between the
2179separate data accesses. Thus the above sleeper ought to do:
2180
2181 set_current_state(TASK_INTERRUPTIBLE);
2182 if (event_indicated) {
2183 smp_rmb();
2184 do_something(my_data);
2185 }
2186
2187and the waker should do:
2188
2189 my_data = value;
2190 smp_wmb();
2191 event_indicated = 1;
2192 wake_up(&event_wait_queue);
2193
2194
108b42b4
DH
2195MISCELLANEOUS FUNCTIONS
2196-----------------------
2197
2198Other functions that imply barriers:
2199
2200 (*) schedule() and similar imply full memory barriers.
2201
108b42b4 2202
2e4f5382
PZ
2203===================================
2204INTER-CPU ACQUIRING BARRIER EFFECTS
2205===================================
108b42b4
DH
2206
2207On SMP systems locking primitives give a more substantial form of barrier: one
2208that does affect memory access ordering on other CPUs, within the context of
2209conflict on any particular lock.
2210
2211
2e4f5382
PZ
2212ACQUIRES VS MEMORY ACCESSES
2213---------------------------
108b42b4 2214
79afecfa 2215Consider the following: the system has a pair of spinlocks (M) and (Q), and
108b42b4
DH
2216three CPUs; then should the following sequence of events occur:
2217
2218 CPU 1 CPU 2
2219 =============================== ===============================
9af194ce 2220 WRITE_ONCE(*A, a); WRITE_ONCE(*E, e);
2e4f5382 2221 ACQUIRE M ACQUIRE Q
9af194ce
PM
2222 WRITE_ONCE(*B, b); WRITE_ONCE(*F, f);
2223 WRITE_ONCE(*C, c); WRITE_ONCE(*G, g);
2e4f5382 2224 RELEASE M RELEASE Q
9af194ce 2225 WRITE_ONCE(*D, d); WRITE_ONCE(*H, h);
108b42b4 2226
81fc6323 2227Then there is no guarantee as to what order CPU 3 will see the accesses to *A
108b42b4 2228through *H occur in, other than the constraints imposed by the separate locks
0b6fa347 2229on the separate CPUs. It might, for example, see:
108b42b4 2230
2e4f5382 2231 *E, ACQUIRE M, ACQUIRE Q, *G, *C, *F, *A, *B, RELEASE Q, *D, *H, RELEASE M
108b42b4
DH
2232
2233But it won't see any of:
2234
2e4f5382
PZ
2235 *B, *C or *D preceding ACQUIRE M
2236 *A, *B or *C following RELEASE M
2237 *F, *G or *H preceding ACQUIRE Q
2238 *E, *F or *G following RELEASE Q
108b42b4
DH
2239
2240
108b42b4 2241
2e4f5382
PZ
2242ACQUIRES VS I/O ACCESSES
2243------------------------
108b42b4
DH
2244
2245Under certain circumstances (especially involving NUMA), I/O accesses within
2246two spinlocked sections on two different CPUs may be seen as interleaved by the
2247PCI bridge, because the PCI bridge does not necessarily participate in the
2248cache-coherence protocol, and is therefore incapable of issuing the required
2249read memory barriers.
2250
2251For example:
2252
2253 CPU 1 CPU 2
2254 =============================== ===============================
2255 spin_lock(Q)
2256 writel(0, ADDR)
2257 writel(1, DATA);
2258 spin_unlock(Q);
2259 spin_lock(Q);
2260 writel(4, ADDR);
2261 writel(5, DATA);
2262 spin_unlock(Q);
2263
2264may be seen by the PCI bridge as follows:
2265
2266 STORE *ADDR = 0, STORE *ADDR = 4, STORE *DATA = 1, STORE *DATA = 5
2267
2268which would probably cause the hardware to malfunction.
2269
2270
2271What is necessary here is to intervene with an mmiowb() before dropping the
2272spinlock, for example:
2273
2274 CPU 1 CPU 2
2275 =============================== ===============================
2276 spin_lock(Q)
2277 writel(0, ADDR)
2278 writel(1, DATA);
2279 mmiowb();
2280 spin_unlock(Q);
2281 spin_lock(Q);
2282 writel(4, ADDR);
2283 writel(5, DATA);
2284 mmiowb();
2285 spin_unlock(Q);
2286
81fc6323
JP
2287this will ensure that the two stores issued on CPU 1 appear at the PCI bridge
2288before either of the stores issued on CPU 2.
108b42b4
DH
2289
2290
81fc6323
JP
2291Furthermore, following a store by a load from the same device obviates the need
2292for the mmiowb(), because the load forces the store to complete before the load
108b42b4
DH
2293is performed:
2294
2295 CPU 1 CPU 2
2296 =============================== ===============================
2297 spin_lock(Q)
2298 writel(0, ADDR)
2299 a = readl(DATA);
2300 spin_unlock(Q);
2301 spin_lock(Q);
2302 writel(4, ADDR);
2303 b = readl(DATA);
2304 spin_unlock(Q);
2305
2306
2307See Documentation/DocBook/deviceiobook.tmpl for more information.
2308
2309
2310=================================
2311WHERE ARE MEMORY BARRIERS NEEDED?
2312=================================
2313
2314Under normal operation, memory operation reordering is generally not going to
2315be a problem as a single-threaded linear piece of code will still appear to
50fa610a 2316work correctly, even if it's in an SMP kernel. There are, however, four
108b42b4
DH
2317circumstances in which reordering definitely _could_ be a problem:
2318
2319 (*) Interprocessor interaction.
2320
2321 (*) Atomic operations.
2322
81fc6323 2323 (*) Accessing devices.
108b42b4
DH
2324
2325 (*) Interrupts.
2326
2327
2328INTERPROCESSOR INTERACTION
2329--------------------------
2330
2331When there's a system with more than one processor, more than one CPU in the
2332system may be working on the same data set at the same time. This can cause
2333synchronisation problems, and the usual way of dealing with them is to use
2334locks. Locks, however, are quite expensive, and so it may be preferable to
2335operate without the use of a lock if at all possible. In such a case
2336operations that affect both CPUs may have to be carefully ordered to prevent
2337a malfunction.
2338
2339Consider, for example, the R/W semaphore slow path. Here a waiting process is
2340queued on the semaphore, by virtue of it having a piece of its stack linked to
2341the semaphore's list of waiting processes:
2342
2343 struct rw_semaphore {
2344 ...
2345 spinlock_t lock;
2346 struct list_head waiters;
2347 };
2348
2349 struct rwsem_waiter {
2350 struct list_head list;
2351 struct task_struct *task;
2352 };
2353
2354To wake up a particular waiter, the up_read() or up_write() functions have to:
2355
2356 (1) read the next pointer from this waiter's record to know as to where the
2357 next waiter record is;
2358
81fc6323 2359 (2) read the pointer to the waiter's task structure;
108b42b4
DH
2360
2361 (3) clear the task pointer to tell the waiter it has been given the semaphore;
2362
2363 (4) call wake_up_process() on the task; and
2364
2365 (5) release the reference held on the waiter's task struct.
2366
81fc6323 2367In other words, it has to perform this sequence of events:
108b42b4
DH
2368
2369 LOAD waiter->list.next;
2370 LOAD waiter->task;
2371 STORE waiter->task;
2372 CALL wakeup
2373 RELEASE task
2374
2375and if any of these steps occur out of order, then the whole thing may
2376malfunction.
2377
2378Once it has queued itself and dropped the semaphore lock, the waiter does not
2379get the lock again; it instead just waits for its task pointer to be cleared
2380before proceeding. Since the record is on the waiter's stack, this means that
2381if the task pointer is cleared _before_ the next pointer in the list is read,
2382another CPU might start processing the waiter and might clobber the waiter's
2383stack before the up*() function has a chance to read the next pointer.
2384
2385Consider then what might happen to the above sequence of events:
2386
2387 CPU 1 CPU 2
2388 =============================== ===============================
2389 down_xxx()
2390 Queue waiter
2391 Sleep
2392 up_yyy()
2393 LOAD waiter->task;
2394 STORE waiter->task;
2395 Woken up by other event
2396 <preempt>
2397 Resume processing
2398 down_xxx() returns
2399 call foo()
2400 foo() clobbers *waiter
2401 </preempt>
2402 LOAD waiter->list.next;
2403 --- OOPS ---
2404
2405This could be dealt with using the semaphore lock, but then the down_xxx()
2406function has to needlessly get the spinlock again after being woken up.
2407
2408The way to deal with this is to insert a general SMP memory barrier:
2409
2410 LOAD waiter->list.next;
2411 LOAD waiter->task;
2412 smp_mb();
2413 STORE waiter->task;
2414 CALL wakeup
2415 RELEASE task
2416
2417In this case, the barrier makes a guarantee that all memory accesses before the
2418barrier will appear to happen before all the memory accesses after the barrier
2419with respect to the other CPUs on the system. It does _not_ guarantee that all
2420the memory accesses before the barrier will be complete by the time the barrier
2421instruction itself is complete.
2422
2423On a UP system - where this wouldn't be a problem - the smp_mb() is just a
2424compiler barrier, thus making sure the compiler emits the instructions in the
6bc39274
DH
2425right order without actually intervening in the CPU. Since there's only one
2426CPU, that CPU's dependency ordering logic will take care of everything else.
108b42b4
DH
2427
2428
2429ATOMIC OPERATIONS
2430-----------------
2431
dbc8700e
DH
2432Whilst they are technically interprocessor interaction considerations, atomic
2433operations are noted specially as some of them imply full memory barriers and
2434some don't, but they're very heavily relied on as a group throughout the
2435kernel.
2436
2437Any atomic operation that modifies some state in memory and returns information
2438about the state (old or new) implies an SMP-conditional general memory barrier
26333576
NP
2439(smp_mb()) on each side of the actual operation (with the exception of
2440explicit lock operations, described later). These include:
108b42b4
DH
2441
2442 xchg();
fb2b5819 2443 atomic_xchg(); atomic_long_xchg();
fb2b5819
PM
2444 atomic_inc_return(); atomic_long_inc_return();
2445 atomic_dec_return(); atomic_long_dec_return();
2446 atomic_add_return(); atomic_long_add_return();
2447 atomic_sub_return(); atomic_long_sub_return();
2448 atomic_inc_and_test(); atomic_long_inc_and_test();
2449 atomic_dec_and_test(); atomic_long_dec_and_test();
2450 atomic_sub_and_test(); atomic_long_sub_and_test();
2451 atomic_add_negative(); atomic_long_add_negative();
dbc8700e
DH
2452 test_and_set_bit();
2453 test_and_clear_bit();
2454 test_and_change_bit();
2455
ed2de9f7
WD
2456 /* when succeeds */
2457 cmpxchg();
2458 atomic_cmpxchg(); atomic_long_cmpxchg();
fb2b5819
PM
2459 atomic_add_unless(); atomic_long_add_unless();
2460
2e4f5382 2461These are used for such things as implementing ACQUIRE-class and RELEASE-class
dbc8700e
DH
2462operations and adjusting reference counters towards object destruction, and as
2463such the implicit memory barrier effects are necessary.
108b42b4 2464
108b42b4 2465
81fc6323 2466The following operations are potential problems as they do _not_ imply memory
2e4f5382 2467barriers, but might be used for implementing such things as RELEASE-class
dbc8700e 2468operations:
108b42b4 2469
dbc8700e 2470 atomic_set();
108b42b4
DH
2471 set_bit();
2472 clear_bit();
2473 change_bit();
dbc8700e
DH
2474
2475With these the appropriate explicit memory barrier should be used if necessary
1b15611e 2476(smp_mb__before_atomic() for instance).
108b42b4
DH
2477
2478
dbc8700e 2479The following also do _not_ imply memory barriers, and so may require explicit
1b15611e 2480memory barriers under some circumstances (smp_mb__before_atomic() for
81fc6323 2481instance):
108b42b4
DH
2482
2483 atomic_add();
2484 atomic_sub();
2485 atomic_inc();
2486 atomic_dec();
2487
2488If they're used for statistics generation, then they probably don't need memory
2489barriers, unless there's a coupling between statistical data.
2490
2491If they're used for reference counting on an object to control its lifetime,
2492they probably don't need memory barriers because either the reference count
2493will be adjusted inside a locked section, or the caller will already hold
2494sufficient references to make the lock, and thus a memory barrier unnecessary.
2495
2496If they're used for constructing a lock of some description, then they probably
2497do need memory barriers as a lock primitive generally has to do things in a
2498specific order.
2499
108b42b4 2500Basically, each usage case has to be carefully considered as to whether memory
dbc8700e
DH
2501barriers are needed or not.
2502
26333576
NP
2503The following operations are special locking primitives:
2504
2505 test_and_set_bit_lock();
2506 clear_bit_unlock();
2507 __clear_bit_unlock();
2508
0b6fa347
SP
2509These implement ACQUIRE-class and RELEASE-class operations. These should be
2510used in preference to other operations when implementing locking primitives,
2511because their implementations can be optimised on many architectures.
26333576 2512
dbc8700e
DH
2513[!] Note that special memory barrier primitives are available for these
2514situations because on some CPUs the atomic instructions used imply full memory
2515barriers, and so barrier instructions are superfluous in conjunction with them,
2516and in such cases the special barrier primitives will be no-ops.
108b42b4
DH
2517
2518See Documentation/atomic_ops.txt for more information.
2519
2520
2521ACCESSING DEVICES
2522-----------------
2523
2524Many devices can be memory mapped, and so appear to the CPU as if they're just
2525a set of memory locations. To control such a device, the driver usually has to
2526make the right memory accesses in exactly the right order.
2527
2528However, having a clever CPU or a clever compiler creates a potential problem
2529in that the carefully sequenced accesses in the driver code won't reach the
2530device in the requisite order if the CPU or the compiler thinks it is more
2531efficient to reorder, combine or merge accesses - something that would cause
2532the device to malfunction.
2533
2534Inside of the Linux kernel, I/O should be done through the appropriate accessor
2535routines - such as inb() or writel() - which know how to make such accesses
2536appropriately sequential. Whilst this, for the most part, renders the explicit
2537use of memory barriers unnecessary, there are a couple of situations where they
2538might be needed:
2539
2540 (1) On some systems, I/O stores are not strongly ordered across all CPUs, and
2541 so for _all_ general drivers locks should be used and mmiowb() must be
2542 issued prior to unlocking the critical section.
2543
2544 (2) If the accessor functions are used to refer to an I/O memory window with
2545 relaxed memory access properties, then _mandatory_ memory barriers are
2546 required to enforce ordering.
2547
2548See Documentation/DocBook/deviceiobook.tmpl for more information.
2549
2550
2551INTERRUPTS
2552----------
2553
2554A driver may be interrupted by its own interrupt service routine, and thus the
2555two parts of the driver may interfere with each other's attempts to control or
2556access the device.
2557
2558This may be alleviated - at least in part - by disabling local interrupts (a
2559form of locking), such that the critical operations are all contained within
2560the interrupt-disabled section in the driver. Whilst the driver's interrupt
2561routine is executing, the driver's core may not run on the same CPU, and its
2562interrupt is not permitted to happen again until the current interrupt has been
2563handled, thus the interrupt handler does not need to lock against that.
2564
2565However, consider a driver that was talking to an ethernet card that sports an
2566address register and a data register. If that driver's core talks to the card
2567under interrupt-disablement and then the driver's interrupt handler is invoked:
2568
2569 LOCAL IRQ DISABLE
2570 writew(ADDR, 3);
2571 writew(DATA, y);
2572 LOCAL IRQ ENABLE
2573 <interrupt>
2574 writew(ADDR, 4);
2575 q = readw(DATA);
2576 </interrupt>
2577
2578The store to the data register might happen after the second store to the
2579address register if ordering rules are sufficiently relaxed:
2580
2581 STORE *ADDR = 3, STORE *ADDR = 4, STORE *DATA = y, q = LOAD *DATA
2582
2583
2584If ordering rules are relaxed, it must be assumed that accesses done inside an
2585interrupt disabled section may leak outside of it and may interleave with
2586accesses performed in an interrupt - and vice versa - unless implicit or
2587explicit barriers are used.
2588
2589Normally this won't be a problem because the I/O accesses done inside such
2590sections will include synchronous load operations on strictly ordered I/O
0b6fa347 2591registers that form implicit I/O barriers. If this isn't sufficient then an
108b42b4
DH
2592mmiowb() may need to be used explicitly.
2593
2594
2595A similar situation may occur between an interrupt routine and two routines
0b6fa347 2596running on separate CPUs that communicate with each other. If such a case is
108b42b4
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2597likely, then interrupt-disabling locks should be used to guarantee ordering.
2598
2599
2600==========================
2601KERNEL I/O BARRIER EFFECTS
2602==========================
2603
2604When accessing I/O memory, drivers should use the appropriate accessor
2605functions:
2606
2607 (*) inX(), outX():
2608
2609 These are intended to talk to I/O space rather than memory space, but
0b6fa347
SP
2610 that's primarily a CPU-specific concept. The i386 and x86_64 processors
2611 do indeed have special I/O space access cycles and instructions, but many
108b42b4
DH
2612 CPUs don't have such a concept.
2613
81fc6323
JP
2614 The PCI bus, amongst others, defines an I/O space concept which - on such
2615 CPUs as i386 and x86_64 - readily maps to the CPU's concept of I/O
6bc39274
DH
2616 space. However, it may also be mapped as a virtual I/O space in the CPU's
2617 memory map, particularly on those CPUs that don't support alternate I/O
2618 spaces.
108b42b4
DH
2619
2620 Accesses to this space may be fully synchronous (as on i386), but
2621 intermediary bridges (such as the PCI host bridge) may not fully honour
2622 that.
2623
2624 They are guaranteed to be fully ordered with respect to each other.
2625
2626 They are not guaranteed to be fully ordered with respect to other types of
2627 memory and I/O operation.
2628
2629 (*) readX(), writeX():
2630
2631 Whether these are guaranteed to be fully ordered and uncombined with
2632 respect to each other on the issuing CPU depends on the characteristics
0b6fa347 2633 defined for the memory window through which they're accessing. On later
108b42b4
DH
2634 i386 architecture machines, for example, this is controlled by way of the
2635 MTRR registers.
2636
81fc6323 2637 Ordinarily, these will be guaranteed to be fully ordered and uncombined,
108b42b4
DH
2638 provided they're not accessing a prefetchable device.
2639
2640 However, intermediary hardware (such as a PCI bridge) may indulge in
2641 deferral if it so wishes; to flush a store, a load from the same location
2642 is preferred[*], but a load from the same device or from configuration
2643 space should suffice for PCI.
2644
2645 [*] NOTE! attempting to load from the same location as was written to may
e0edc78f
IM
2646 cause a malfunction - consider the 16550 Rx/Tx serial registers for
2647 example.
108b42b4
DH
2648
2649 Used with prefetchable I/O memory, an mmiowb() barrier may be required to
2650 force stores to be ordered.
2651
2652 Please refer to the PCI specification for more information on interactions
2653 between PCI transactions.
2654
a8e0aead
WD
2655 (*) readX_relaxed(), writeX_relaxed()
2656
2657 These are similar to readX() and writeX(), but provide weaker memory
0b6fa347 2658 ordering guarantees. Specifically, they do not guarantee ordering with
a8e0aead 2659 respect to normal memory accesses (e.g. DMA buffers) nor do they guarantee
0b6fa347
SP
2660 ordering with respect to LOCK or UNLOCK operations. If the latter is
2661 required, an mmiowb() barrier can be used. Note that relaxed accesses to
a8e0aead
WD
2662 the same peripheral are guaranteed to be ordered with respect to each
2663 other.
108b42b4
DH
2664
2665 (*) ioreadX(), iowriteX()
2666
81fc6323 2667 These will perform appropriately for the type of access they're actually
108b42b4
DH
2668 doing, be it inX()/outX() or readX()/writeX().
2669
2670
2671========================================
2672ASSUMED MINIMUM EXECUTION ORDERING MODEL
2673========================================
2674
2675It has to be assumed that the conceptual CPU is weakly-ordered but that it will
2676maintain the appearance of program causality with respect to itself. Some CPUs
2677(such as i386 or x86_64) are more constrained than others (such as powerpc or
2678frv), and so the most relaxed case (namely DEC Alpha) must be assumed outside
2679of arch-specific code.
2680
2681This means that it must be considered that the CPU will execute its instruction
2682stream in any order it feels like - or even in parallel - provided that if an
81fc6323 2683instruction in the stream depends on an earlier instruction, then that
108b42b4
DH
2684earlier instruction must be sufficiently complete[*] before the later
2685instruction may proceed; in other words: provided that the appearance of
2686causality is maintained.
2687
2688 [*] Some instructions have more than one effect - such as changing the
2689 condition codes, changing registers or changing memory - and different
2690 instructions may depend on different effects.
2691
2692A CPU may also discard any instruction sequence that winds up having no
2693ultimate effect. For example, if two adjacent instructions both load an
2694immediate value into the same register, the first may be discarded.
2695
2696
2697Similarly, it has to be assumed that compiler might reorder the instruction
2698stream in any way it sees fit, again provided the appearance of causality is
2699maintained.
2700
2701
2702============================
2703THE EFFECTS OF THE CPU CACHE
2704============================
2705
2706The way cached memory operations are perceived across the system is affected to
2707a certain extent by the caches that lie between CPUs and memory, and by the
2708memory coherence system that maintains the consistency of state in the system.
2709
2710As far as the way a CPU interacts with another part of the system through the
2711caches goes, the memory system has to include the CPU's caches, and memory
2712barriers for the most part act at the interface between the CPU and its cache
2713(memory barriers logically act on the dotted line in the following diagram):
2714
2715 <--- CPU ---> : <----------- Memory ----------->
2716 :
2717 +--------+ +--------+ : +--------+ +-----------+
2718 | | | | : | | | | +--------+
e0edc78f
IM
2719 | CPU | | Memory | : | CPU | | | | |
2720 | Core |--->| Access |----->| Cache |<-->| | | |
108b42b4 2721 | | | Queue | : | | | |--->| Memory |
e0edc78f
IM
2722 | | | | : | | | | | |
2723 +--------+ +--------+ : +--------+ | | | |
108b42b4
DH
2724 : | Cache | +--------+
2725 : | Coherency |
2726 : | Mechanism | +--------+
2727 +--------+ +--------+ : +--------+ | | | |
2728 | | | | : | | | | | |
2729 | CPU | | Memory | : | CPU | | |--->| Device |
e0edc78f
IM
2730 | Core |--->| Access |----->| Cache |<-->| | | |
2731 | | | Queue | : | | | | | |
108b42b4
DH
2732 | | | | : | | | | +--------+
2733 +--------+ +--------+ : +--------+ +-----------+
2734 :
2735 :
2736
2737Although any particular load or store may not actually appear outside of the
2738CPU that issued it since it may have been satisfied within the CPU's own cache,
2739it will still appear as if the full memory access had taken place as far as the
2740other CPUs are concerned since the cache coherency mechanisms will migrate the
2741cacheline over to the accessing CPU and propagate the effects upon conflict.
2742
2743The CPU core may execute instructions in any order it deems fit, provided the
2744expected program causality appears to be maintained. Some of the instructions
2745generate load and store operations which then go into the queue of memory
2746accesses to be performed. The core may place these in the queue in any order
2747it wishes, and continue execution until it is forced to wait for an instruction
2748to complete.
2749
2750What memory barriers are concerned with is controlling the order in which
2751accesses cross from the CPU side of things to the memory side of things, and
2752the order in which the effects are perceived to happen by the other observers
2753in the system.
2754
2755[!] Memory barriers are _not_ needed within a given CPU, as CPUs always see
2756their own loads and stores as if they had happened in program order.
2757
2758[!] MMIO or other device accesses may bypass the cache system. This depends on
2759the properties of the memory window through which devices are accessed and/or
2760the use of any special device communication instructions the CPU may have.
2761
2762
2763CACHE COHERENCY
2764---------------
2765
2766Life isn't quite as simple as it may appear above, however: for while the
2767caches are expected to be coherent, there's no guarantee that that coherency
2768will be ordered. This means that whilst changes made on one CPU will
2769eventually become visible on all CPUs, there's no guarantee that they will
2770become apparent in the same order on those other CPUs.
2771
2772
81fc6323
JP
2773Consider dealing with a system that has a pair of CPUs (1 & 2), each of which
2774has a pair of parallel data caches (CPU 1 has A/B, and CPU 2 has C/D):
108b42b4
DH
2775
2776 :
2777 : +--------+
2778 : +---------+ | |
2779 +--------+ : +--->| Cache A |<------->| |
2780 | | : | +---------+ | |
2781 | CPU 1 |<---+ | |
2782 | | : | +---------+ | |
2783 +--------+ : +--->| Cache B |<------->| |
2784 : +---------+ | |
2785 : | Memory |
2786 : +---------+ | System |
2787 +--------+ : +--->| Cache C |<------->| |
2788 | | : | +---------+ | |
2789 | CPU 2 |<---+ | |
2790 | | : | +---------+ | |
2791 +--------+ : +--->| Cache D |<------->| |
2792 : +---------+ | |
2793 : +--------+
2794 :
2795
2796Imagine the system has the following properties:
2797
2798 (*) an odd-numbered cache line may be in cache A, cache C or it may still be
2799 resident in memory;
2800
2801 (*) an even-numbered cache line may be in cache B, cache D or it may still be
2802 resident in memory;
2803
2804 (*) whilst the CPU core is interrogating one cache, the other cache may be
2805 making use of the bus to access the rest of the system - perhaps to
2806 displace a dirty cacheline or to do a speculative load;
2807
2808 (*) each cache has a queue of operations that need to be applied to that cache
2809 to maintain coherency with the rest of the system;
2810
2811 (*) the coherency queue is not flushed by normal loads to lines already
2812 present in the cache, even though the contents of the queue may
81fc6323 2813 potentially affect those loads.
108b42b4
DH
2814
2815Imagine, then, that two writes are made on the first CPU, with a write barrier
2816between them to guarantee that they will appear to reach that CPU's caches in
2817the requisite order:
2818
2819 CPU 1 CPU 2 COMMENT
2820 =============== =============== =======================================
2821 u == 0, v == 1 and p == &u, q == &u
2822 v = 2;
81fc6323 2823 smp_wmb(); Make sure change to v is visible before
108b42b4
DH
2824 change to p
2825 <A:modify v=2> v is now in cache A exclusively
2826 p = &v;
2827 <B:modify p=&v> p is now in cache B exclusively
2828
2829The write memory barrier forces the other CPUs in the system to perceive that
2830the local CPU's caches have apparently been updated in the correct order. But
81fc6323 2831now imagine that the second CPU wants to read those values:
108b42b4
DH
2832
2833 CPU 1 CPU 2 COMMENT
2834 =============== =============== =======================================
2835 ...
2836 q = p;
2837 x = *q;
2838
81fc6323 2839The above pair of reads may then fail to happen in the expected order, as the
108b42b4
DH
2840cacheline holding p may get updated in one of the second CPU's caches whilst
2841the update to the cacheline holding v is delayed in the other of the second
2842CPU's caches by some other cache event:
2843
2844 CPU 1 CPU 2 COMMENT
2845 =============== =============== =======================================
2846 u == 0, v == 1 and p == &u, q == &u
2847 v = 2;
2848 smp_wmb();
2849 <A:modify v=2> <C:busy>
2850 <C:queue v=2>
79afecfa 2851 p = &v; q = p;
108b42b4
DH
2852 <D:request p>
2853 <B:modify p=&v> <D:commit p=&v>
e0edc78f 2854 <D:read p>
108b42b4
DH
2855 x = *q;
2856 <C:read *q> Reads from v before v updated in cache
2857 <C:unbusy>
2858 <C:commit v=2>
2859
2860Basically, whilst both cachelines will be updated on CPU 2 eventually, there's
2861no guarantee that, without intervention, the order of update will be the same
2862as that committed on CPU 1.
2863
2864
2865To intervene, we need to interpolate a data dependency barrier or a read
2866barrier between the loads. This will force the cache to commit its coherency
2867queue before processing any further requests:
2868
2869 CPU 1 CPU 2 COMMENT
2870 =============== =============== =======================================
2871 u == 0, v == 1 and p == &u, q == &u
2872 v = 2;
2873 smp_wmb();
2874 <A:modify v=2> <C:busy>
2875 <C:queue v=2>
3fda982c 2876 p = &v; q = p;
108b42b4
DH
2877 <D:request p>
2878 <B:modify p=&v> <D:commit p=&v>
e0edc78f 2879 <D:read p>
108b42b4
DH
2880 smp_read_barrier_depends()
2881 <C:unbusy>
2882 <C:commit v=2>
2883 x = *q;
2884 <C:read *q> Reads from v after v updated in cache
2885
2886
2887This sort of problem can be encountered on DEC Alpha processors as they have a
2888split cache that improves performance by making better use of the data bus.
2889Whilst most CPUs do imply a data dependency barrier on the read when a memory
2890access depends on a read, not all do, so it may not be relied on.
2891
2892Other CPUs may also have split caches, but must coordinate between the various
3f6dee9b 2893cachelets for normal memory accesses. The semantics of the Alpha removes the
81fc6323 2894need for coordination in the absence of memory barriers.
108b42b4
DH
2895
2896
2897CACHE COHERENCY VS DMA
2898----------------------
2899
2900Not all systems maintain cache coherency with respect to devices doing DMA. In
2901such cases, a device attempting DMA may obtain stale data from RAM because
2902dirty cache lines may be resident in the caches of various CPUs, and may not
2903have been written back to RAM yet. To deal with this, the appropriate part of
2904the kernel must flush the overlapping bits of cache on each CPU (and maybe
2905invalidate them as well).
2906
2907In addition, the data DMA'd to RAM by a device may be overwritten by dirty
2908cache lines being written back to RAM from a CPU's cache after the device has
81fc6323
JP
2909installed its own data, or cache lines present in the CPU's cache may simply
2910obscure the fact that RAM has been updated, until at such time as the cacheline
2911is discarded from the CPU's cache and reloaded. To deal with this, the
2912appropriate part of the kernel must invalidate the overlapping bits of the
108b42b4
DH
2913cache on each CPU.
2914
2915See Documentation/cachetlb.txt for more information on cache management.
2916
2917
2918CACHE COHERENCY VS MMIO
2919-----------------------
2920
2921Memory mapped I/O usually takes place through memory locations that are part of
81fc6323 2922a window in the CPU's memory space that has different properties assigned than
108b42b4
DH
2923the usual RAM directed window.
2924
2925Amongst these properties is usually the fact that such accesses bypass the
2926caching entirely and go directly to the device buses. This means MMIO accesses
2927may, in effect, overtake accesses to cached memory that were emitted earlier.
2928A memory barrier isn't sufficient in such a case, but rather the cache must be
2929flushed between the cached memory write and the MMIO access if the two are in
2930any way dependent.
2931
2932
2933=========================
2934THE THINGS CPUS GET UP TO
2935=========================
2936
2937A programmer might take it for granted that the CPU will perform memory
81fc6323 2938operations in exactly the order specified, so that if the CPU is, for example,
108b42b4
DH
2939given the following piece of code to execute:
2940
9af194ce
PM
2941 a = READ_ONCE(*A);
2942 WRITE_ONCE(*B, b);
2943 c = READ_ONCE(*C);
2944 d = READ_ONCE(*D);
2945 WRITE_ONCE(*E, e);
108b42b4 2946
81fc6323 2947they would then expect that the CPU will complete the memory operation for each
108b42b4
DH
2948instruction before moving on to the next one, leading to a definite sequence of
2949operations as seen by external observers in the system:
2950
2951 LOAD *A, STORE *B, LOAD *C, LOAD *D, STORE *E.
2952
2953
2954Reality is, of course, much messier. With many CPUs and compilers, the above
2955assumption doesn't hold because:
2956
2957 (*) loads are more likely to need to be completed immediately to permit
2958 execution progress, whereas stores can often be deferred without a
2959 problem;
2960
2961 (*) loads may be done speculatively, and the result discarded should it prove
2962 to have been unnecessary;
2963
81fc6323
JP
2964 (*) loads may be done speculatively, leading to the result having been fetched
2965 at the wrong time in the expected sequence of events;
108b42b4
DH
2966
2967 (*) the order of the memory accesses may be rearranged to promote better use
2968 of the CPU buses and caches;
2969
2970 (*) loads and stores may be combined to improve performance when talking to
2971 memory or I/O hardware that can do batched accesses of adjacent locations,
2972 thus cutting down on transaction setup costs (memory and PCI devices may
2973 both be able to do this); and
2974
2975 (*) the CPU's data cache may affect the ordering, and whilst cache-coherency
2976 mechanisms may alleviate this - once the store has actually hit the cache
2977 - there's no guarantee that the coherency management will be propagated in
2978 order to other CPUs.
2979
2980So what another CPU, say, might actually observe from the above piece of code
2981is:
2982
2983 LOAD *A, ..., LOAD {*C,*D}, STORE *E, STORE *B
2984
2985 (Where "LOAD {*C,*D}" is a combined load)
2986
2987
2988However, it is guaranteed that a CPU will be self-consistent: it will see its
2989_own_ accesses appear to be correctly ordered, without the need for a memory
2990barrier. For instance with the following code:
2991
9af194ce
PM
2992 U = READ_ONCE(*A);
2993 WRITE_ONCE(*A, V);
2994 WRITE_ONCE(*A, W);
2995 X = READ_ONCE(*A);
2996 WRITE_ONCE(*A, Y);
2997 Z = READ_ONCE(*A);
108b42b4
DH
2998
2999and assuming no intervention by an external influence, it can be assumed that
3000the final result will appear to be:
3001
3002 U == the original value of *A
3003 X == W
3004 Z == Y
3005 *A == Y
3006
3007The code above may cause the CPU to generate the full sequence of memory
3008accesses:
3009
3010 U=LOAD *A, STORE *A=V, STORE *A=W, X=LOAD *A, STORE *A=Y, Z=LOAD *A
3011
3012in that order, but, without intervention, the sequence may have almost any
9af194ce
PM
3013combination of elements combined or discarded, provided the program's view
3014of the world remains consistent. Note that READ_ONCE() and WRITE_ONCE()
3015are -not- optional in the above example, as there are architectures
3016where a given CPU might reorder successive loads to the same location.
3017On such architectures, READ_ONCE() and WRITE_ONCE() do whatever is
3018necessary to prevent this, for example, on Itanium the volatile casts
3019used by READ_ONCE() and WRITE_ONCE() cause GCC to emit the special ld.acq
3020and st.rel instructions (respectively) that prevent such reordering.
108b42b4
DH
3021
3022The compiler may also combine, discard or defer elements of the sequence before
3023the CPU even sees them.
3024
3025For instance:
3026
3027 *A = V;
3028 *A = W;
3029
3030may be reduced to:
3031
3032 *A = W;
3033
9af194ce 3034since, without either a write barrier or an WRITE_ONCE(), it can be
2ecf8101 3035assumed that the effect of the storage of V to *A is lost. Similarly:
108b42b4
DH
3036
3037 *A = Y;
3038 Z = *A;
3039
9af194ce
PM
3040may, without a memory barrier or an READ_ONCE() and WRITE_ONCE(), be
3041reduced to:
108b42b4
DH
3042
3043 *A = Y;
3044 Z = Y;
3045
3046and the LOAD operation never appear outside of the CPU.
3047
3048
3049AND THEN THERE'S THE ALPHA
3050--------------------------
3051
3052The DEC Alpha CPU is one of the most relaxed CPUs there is. Not only that,
3053some versions of the Alpha CPU have a split data cache, permitting them to have
81fc6323 3054two semantically-related cache lines updated at separate times. This is where
108b42b4
DH
3055the data dependency barrier really becomes necessary as this synchronises both
3056caches with the memory coherence system, thus making it seem like pointer
3057changes vs new data occur in the right order.
3058
81fc6323 3059The Alpha defines the Linux kernel's memory barrier model.
108b42b4
DH
3060
3061See the subsection on "Cache Coherency" above.
3062
0b6fa347 3063
6a65d263 3064VIRTUAL MACHINE GUESTS
3dbf0913 3065----------------------
6a65d263
MT
3066
3067Guests running within virtual machines might be affected by SMP effects even if
3068the guest itself is compiled without SMP support. This is an artifact of
3069interfacing with an SMP host while running an UP kernel. Using mandatory
3070barriers for this use-case would be possible but is often suboptimal.
3071
3072To handle this case optimally, low-level virt_mb() etc macros are available.
3073These have the same effect as smp_mb() etc when SMP is enabled, but generate
0b6fa347 3074identical code for SMP and non-SMP systems. For example, virtual machine guests
6a65d263
MT
3075should use virt_mb() rather than smp_mb() when synchronizing against a
3076(possibly SMP) host.
3077
3078These are equivalent to smp_mb() etc counterparts in all other respects,
3079in particular, they do not control MMIO effects: to control
3080MMIO effects, use mandatory barriers.
108b42b4 3081
0b6fa347 3082
90fddabf
DH
3083============
3084EXAMPLE USES
3085============
3086
3087CIRCULAR BUFFERS
3088----------------
3089
3090Memory barriers can be used to implement circular buffering without the need
3091of a lock to serialise the producer with the consumer. See:
3092
3093 Documentation/circular-buffers.txt
3094
3095for details.
3096
3097
108b42b4
DH
3098==========
3099REFERENCES
3100==========
3101
3102Alpha AXP Architecture Reference Manual, Second Edition (Sites & Witek,
3103Digital Press)
3104 Chapter 5.2: Physical Address Space Characteristics
3105 Chapter 5.4: Caches and Write Buffers
3106 Chapter 5.5: Data Sharing
3107 Chapter 5.6: Read/Write Ordering
3108
3109AMD64 Architecture Programmer's Manual Volume 2: System Programming
3110 Chapter 7.1: Memory-Access Ordering
3111 Chapter 7.4: Buffering and Combining Memory Writes
3112
3113IA-32 Intel Architecture Software Developer's Manual, Volume 3:
3114System Programming Guide
3115 Chapter 7.1: Locked Atomic Operations
3116 Chapter 7.2: Memory Ordering
3117 Chapter 7.4: Serializing Instructions
3118
3119The SPARC Architecture Manual, Version 9
3120 Chapter 8: Memory Models
3121 Appendix D: Formal Specification of the Memory Models
3122 Appendix J: Programming with the Memory Models
3123
3124UltraSPARC Programmer Reference Manual
3125 Chapter 5: Memory Accesses and Cacheability
3126 Chapter 15: Sparc-V9 Memory Models
3127
3128UltraSPARC III Cu User's Manual
3129 Chapter 9: Memory Models
3130
3131UltraSPARC IIIi Processor User's Manual
3132 Chapter 8: Memory Models
3133
3134UltraSPARC Architecture 2005
3135 Chapter 9: Memory
3136 Appendix D: Formal Specifications of the Memory Models
3137
3138UltraSPARC T1 Supplement to the UltraSPARC Architecture 2005
3139 Chapter 8: Memory Models
3140 Appendix F: Caches and Cache Coherency
3141
3142Solaris Internals, Core Kernel Architecture, p63-68:
3143 Chapter 3.3: Hardware Considerations for Locks and
3144 Synchronization
3145
3146Unix Systems for Modern Architectures, Symmetric Multiprocessing and Caching
3147for Kernel Programmers:
3148 Chapter 13: Other Memory Models
3149
3150Intel Itanium Architecture Software Developer's Manual: Volume 1:
3151 Section 2.6: Speculation
3152 Section 4.4: Memory Access